OVERTURE INVESTMENTS LLC
CRD #134454 SEC #801-64186 PHILADELPHIA, PA 267-498-4612
SEC Registered
Total AUM
$31.3M
Discretionary
$31.3M
Employees
10
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKI, MOHAMMAD, IMMANUEL | I | PRESIDENT | NA | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | PRESIDENT | NA | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | PRESIDENT | NA | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | PRESIDENT | NA | Control |
| BARRETT, DAVID, JONATHAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARRETT, DAVID, JONATHAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARRETT, DAVID, JONATHAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BARRETT, DAVID, JONATHAN | I | CHIEF FINANCIAL OFFICER | NA | |
| CHESSHIRE, JONATHAN, MOORE | I | AML COMPLIANCE OFFICER, DIRECTOR | NA | |
| CHESSHIRE, JONATHAN, MOORE | I | AML COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | |
| CHESSHIRE, JONATHAN, MOORE | I | AML COMPLIANCE OFFICER, DIRECTOR | NA | |
| CHESSHIRE, JONATHAN, MOORE | I | AML COMPLIANCE OFFICER, MANAGING DIRECTOR | NA | Control |
| DESARIO, MARK, ANDREW | I | CEO OF OVERTURE FINANCIAL SERVICES LLC | NA | Control |
| DESARIO, MARK, ANDREW | I | CEO OF OVERTURE FINANCIAL SERVICES LLC | NA | Control |
| DESARIO, MARK, ANDREW | I | CEO OF OVERTURE FINANCIAL SERVICES LLC | NA | Control |
| DESARIO, MARK, ANDREW | I | CEO OF OVERTURE FINANCIAL SERVICES LLC | NA | Control |
| FERRY, HUGH, JOSEPH | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| FERRY, HUGH, JOSEPH | I | MANAGING DIRECTOR OF PORTFOLIO CONSTRUCTION | NA | Control |
| FERRY, HUGH, JOSEPH | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| FERRY, HUGH, JOSEPH | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| FERRY, HUGH, JOSEPH | I | CHIEF OPERATING OFFICER, MANAGING DIRECTOR | NA | Control |
| FROEHLICH, KAREN, ANDREA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FROEHLICH, KAREN, ANDREA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POLRIES, PAUL, MATTHEW | I | PRESIDENT, MANAGING DIRECTOR | NA | Control |
| POLRIES, PAUL, MATTHEW | I | MANAGING DIRECTOR & HEAD OF RESEARCH | NA | Control |
| POLRIES, PAUL, MATTHEW | I | MANAGING DIRECTOR & HEAD OF RESEARCH | NA | Control |
| POLRIES, PAUL, MATTHEW | I | MANAGING DIRECTOR OF RESEARCH | NA | Control |
| POLRIES, PAUL, MATTHEW | I | PRESIDENT, MANAGING DIRECTOR | NA | Control |
| POLRIES, PAUL, MATTHEW | I | MANAGING DIRECTOR & HEAD OF RESEARCH | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | GENERAL COUNSEL, MANAGING DIRECTOR | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| SCHMUHL, ANDREW, THOMAS | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | NA | Control |
| STANYER, PETER, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STANYER, PETER, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STANYER, PETER, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STANYER, PETER, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STANYER, PETER, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STANYER, PETER, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STANYER, PETER, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
| OVERTURE FINANCIAL SERVICES LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS LLC | E | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| ZOOM DEVELOPERS PRIVATE LIMITED | FE | OPUS FINANCIAL HOLDINGS LLC | E | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS LLC | D | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS LLC | D | Control |
| BAKI, MOHAMMAD, IMMANUEL | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| DESARIO, MARK, ANDREW | I | ABACUS FINANCIAL HOLDINGS LLC | D | |
| DESARIO, MARK, ANDREW | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| DESARIO, MARK, ANDREW | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| DESARIO, MARK, ANDREW | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| DESARIO, MARK, ANDREW | I | ABACUS FINANCIAL HOLDINGS LLC | D | |
| DESARIO, MARK, ANDREW | I | ABACUS FINANCIAL HOLDINGS, LLC | D | Control |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | Control |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | Control |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | Control |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | Control |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | |
| OPUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | D | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
| ABACUS FINANCIAL HOLDINGS LLC | DE | OVERTURE FINANCIAL SERVICES LLC | C | Control |
Registrations
Federal
IA
Feb 5, 2007 REGISTERED
Notice Filings (4)
FL NJ NY PA
Address
1717 ARCH STREET34TH FLOOR
PHILADELPHIA, PA 19103
USA
Phone: 267-498-4612