BERKELEY ADVISORS, INC.
CRD #134455 SEC #801-131712 ATLANTA, GA 404-580-9560
SEC Registered
Total AUM
$104M
Discretionary
$104M
Employees
3
Clients
51
Accounts
299
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MATHIS, CATHERINE, MARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| MATHIS, CATHERINE, MARY | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| Mathis, Allan, Taylor | I | VICE PRESIDENT | B | Control |
| Mathis, Allan, Taylor | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Jan 17, 2025 REGISTERED
Notice Filings (3)
GA LA TX
Address
9 LENOX POINTE, N.E., SUITE BATLANTA, GA 30324-7412
United States
Phone: 404-580-9560