HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
CRD #134510 SEC #801-124853 FAIRFIELD, CT 203-418-9000
SEC Registered
Total AUM
$186.8M
Discretionary
$152.5M
Employees
30
Clients
1
Accounts
374
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 23, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DIAMOND, JASON, HOWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hebert, Valerie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| JAROW, JONATHAN, DAVID | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| Koene, john, william | I | MANAGING DIRECTOR | NA | Control |
| SIMS, ELIZABETH, BARNETT | I | MANAGING PRINCIPAL | NA | Control |
| SIMS, ELIZABETH, BARNETT | I | MANAGING PRINCIPAL | NA | Control |
| SIMS, ELIZABETH, BARNETT | I | MANAGING PRINCIPAL | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| SIMS, WILLIAM, BARNETT | I | CEO | NA | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
| HERBERT J. SIMS & CO. INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| SIMS, WILLIAM, BARNETT | I | TEKSYS CORPORATION | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
| TEKSYS CORPORATION | DE | HERBERT J. SIMS & CO. INC. | E | Control |
Registrations
Federal
IA
Oct 23, 2025 REGISTERED
Notice Filings (14)
CA CT FL LA MA MD MN NC NH NJ NY PR TX WI
Address
2150 POST ROADSUITE 301
FAIRFIELD, CT 06824
United States
Phone: 203-418-9000