STEFFES FINANCIAL, LTD
CRD #134530 SEC #801-64179 OVERLAND PARK, KS 913-722-1111
SEC Registered
Total AUM
$537.1M
Discretionary
$308.1M
Employees
4
Clients
51
Accounts
653
Firm Details
- Organization Type
- Corporation
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Steffes, Grant, Gerald | I | VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Steffes, Grant, Gerald | I | VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Steffes, Grant, Gerald | I | VICE PRESIDENT, SECRETARY AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Steffes, Renee, Lynn | I | DIRECTOR | NA | Control |
| Steffes, Renee, Lynn | I | DIRECTOR | NA | Control |
| Steffes, Renee, Lynn | I | DIRECTOR | NA | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT | E | Control |
| STEFFES, GERALD, CLAIR | I | PRESIDENT | E | Control |
| Steffes, Grant, Gerald | I | DIRECTOR, PRESIDENT, SECRETARY, & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 14, 2025 REGISTERED
Notice Filings (4)
KS MO NE TX
Address
8655 COLLEGE BLVDSUITE 101
OVERLAND PARK, KS 66210
United States
Phone: 913-722-1111