ADAMS FINANCIAL CONCEPTS, LLC
CRD #134545 SEC #801-122916 SEATTLE, WA 206-903-1019
SEC Registered Disclosures
Total AUM
$60.4M
Discretionary
$57.4M
Employees
4
Clients
1
Accounts
170
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 13, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| ADAMS, ALEXANDER, MICHAEL | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Aug 13, 2024 REGISTERED
Notice Filings (4)
CA FL OR WA
Address
1001 FOURTH AVENUESUITE 4330
SEATTLE, WA 98154
United States
Phone: 206-903-1019