PROPHECY ASSET MANAGEMENT LP
CRD #134556 SEC #801-75390 NEW YORK, NY 212-328-9563
SEC Registered Private Funds
Total AUM
$561.9M
Discretionary
$561.9M
Employees
7
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRENNAN, WILLIAM, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, WILLIAM, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| BRENNAN, WILLIAM, ROBERT | I | CHIEF OPERATING OFFICER | NA | Control |
| HUGHES, JOHN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUGHES, JOHN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUGHES, JOHN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUGHES, JOHN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUGHES, JOHN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUGHES, JOHN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HUGHES, JOHN, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPOTTS, JEFFREY, RICHARD | I | CEO | NA | Control |
| SPOTTS, JEFFREY, RICHARD | I | CEO | NA | Control |
| SPOTTS, JEFFREY, RICHARD | I | CEO | NA | Control |
| SPOTTS, JEFFREY, RICHARD | I | CEO | NA | Control |
| SPOTTS, JEFFREY, RICHARD | I | CEO | NA | Control |
| SPOTTS, JEFFREY, RICHARD | I | CEO | NA | Control |
| SPOTTS, JEFFREY, RICHARD | I | CEO | NA | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | Control |
| PROPHECY ASSET MANAGEMENT, LLC | DE | GENERAL PARTNER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CCO/GENERAL PARTNER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, INC. | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ CHIEF EXECUTIVE OFFICER | E | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF INVESTMENT OFFICER | D | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF INVESTMENT OFFICER | D | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | D | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| HUGHES, JOHN, PATRICK | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | CHIEF COMPLIANCE OFFICER/ MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | MANAGING MEMBER OF PROPHECY ASSET MANAGEMENT, LP | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | E | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | E | Control |
| HUGHES, JOHN, PATRICK | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| HUGHES, JOHN, PATRICK | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| HUGHES, JOHN, PATRICK | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| HUGHES, JOHN, PATRICK | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| HUGHES, JOHN, PATRICK | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| HUGHES, JOHN, PATRICK | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| HUGHES, JOHN, PATRICK | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
| SPOTTS, JEFFREY, RICHARD | I | PROPHECY ASSET MANAGEMENT, LLC | D | Control |
Registrations
Federal
IA
Dec 18, 2020 REGISTERED
Notice Filings (2)
NY SC
Address
641 LEXINGTON AVENUE13TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-328-9563