W.R. HAMBRECHT + CO. ASSET MANAGEMENT, LLC
CRD #134567 SEC #801-64249 SAN FRANCISCO, CA 415-551-8600
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AZARY, DENNIS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| AZARY, DENNIS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KATZ, ALAN, JERRY | I | CHIEF FINANCIAL OFFICER AND MANAGER | NA | Control |
| KATZ, ALAN, JERRY | I | CHIEF FINANCIAL OFFICER AND MANAGER | NA | Control |
| KATZ, ALAN, JERRY | I | CHIEF FINANCIAL OFFICER AND MANAGER | NA | Control |
| KATZ, ALAN, JERRY | I | CHIEF FINANCIAL OFFICER AND MANAGER | NA | Control |
| KATZ, ALAN, JERRY | I | CHIEF FINANCIAL OFFICER AND MANAGER | NA | Control |
| MARCUS, DAVID, FREDERICK | I | CHIEF MARKETING OFFICER AND MANAGER | NA | Control |
| MARCUS, DAVID, FREDERICK | I | CHIEF MARKETING OFFICER AND MANAGER | NA | Control |
| MARCUS, DAVID, FREDERICK | I | CHIEF MARKETING OFFICER AND MANAGER | NA | Control |
| MARCUS, DAVID, FREDERICK | I | CHIEF MARKETING OFFICER AND MANAGER | NA | Control |
| MARCUS, DAVID, FREDERICK | I | CHIEF MARKETING OFFICER AND MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | PRESIDENT, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | PRESIDENT, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | MANAGER AND PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | MANAGER AND PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | MANAGER AND PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | MANAGER AND PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | PRESIDENT, CHIEF OPERATING OFFICER, PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | MANAGER AND PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | PORTFOLIO MANAGER | NA | Control |
| RANEY, ROBERT, FULTON | I | PORTFOLIO MANAGER | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | CHIEF FINANCINAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | CHIEF FINANCINAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | CHIEF FINANCINAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | CHIEF FINANCINAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | CHIEF FINANCINAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | CHIEF FINANCINAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWEIZER, ANNAMARIE, ELIZABETH | I | CHIEF FINANCINAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
| W.R. HAMBRECHT + CO., INC. | DE | MEMBER | E | Control |
Registrations
Federal
IA
Sep 15, 2005 REGISTERED
Notice Filings (8)
CA CT MA MD NY PA TX UT
Address
539 BRYANT STREETSUITE 100
SAN FRANCISCO, CA 94107
USA
Phone: 415-551-8600