THEMIS ASSET STRATEGIES, LLC
CRD #134577 SEC #801-64268 LOS ANGELES, CA 310-728-1300
SEC Registered
Total AUM
$907.7M
Discretionary
$907.7M
Employees
10
Clients
0
Accounts
238
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| MILLER, WILLIAM, THOMAS | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| TOMITA, KURT | I | CHIEF FINANCIAL OFFICER | NA | |
| TOMITA, KURT | I | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | E | Control |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | E | Control |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | E | Control |
| PCGAM HOLDINGS, LLC | DE | MANAGER | E | |
| PCGAM HOLDINGS, LLC | DE | MANAGER | E | |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| CLARK, DEREK, CHARLES | I | MEMBER AND CHIEF EXECUTIVE OFFICER | D | Control |
| PCGAM HOLDINGS, LLC | DE | MEMBER | D | Control |
| THEMIS INVESTORS, LLC | DE | MEMBER | D | |
| THEMIS INVESTORS, LLC | DE | MEMBER | D | |
| THEMIS INVESTORS, LLC | DE | MEMBER | D | |
| THEMIS INVESTORS, LLC | DE | MEMBER | D |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CUOMO, MARIO, MATTHEW | I | WB6 TRUST | F | |
| CUOMO, MARIO, MATTHEW | I | WB6 TRUST | F | |
| CUOMO, MARIO, MATTHEW | I | WB6 TRUST | F | |
| CUOMO, MARIO, MATTHEW | I | WB6 TRUST | F | |
| WINNICK, GARY | I | GKW UNIFIED HOLDINGS | F | Control |
| WINNICK, GARY | I | GKW UNIFIED HOLDINGS | F | Control |
| WINNICK, GARY | I | GKW UNIFIED HOLDINGS | F | Control |
| GKW UNIFIED HOLDINGS, LLC | DE | PCG HOLDINGS | E | Control |
| GKW UNIFIED HOLDINGS, LLC | DE | PCG HOLDINGS | E | Control |
| GKW UNIFIED HOLDINGS, LLC | DE | PCG HOLDINGS | E | Control |
| WB6 TRUST | DE | THEMIS INVESTORS, LLC | C | |
| WB6 TRUST | DE | THEMIS INVESTORS, LLC | C | |
| WB6 TRUST | DE | THEMIS INVESTORS, LLC | C | |
| WB6 TRUST | DE | THEMIS INVESTORS, LLC | C |
Registrations
Federal
IA
Feb 23, 2007 REGISTERED
Notice Filings (10)
CA FL IL KS MD NJ NY PA TX WA
Address
1999 AVENUE OF THE STARS34TH FLOOR
LOS ANGELES, CA 90067
USA
Phone: 310-728-1300