RIA Intelligence

DEEPHAVEN CAPITAL MANAGEMENT LLC

CRD #134585 SEC #801-65512 MINNETONKA, MN 952-249-5700
SEC Registered
Total AUM
$2B
Discretionary
$2B
Employees
51
Clients
--
Accounts
16

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ANDERSON, BENTLEY, JAYICHIEF LEGAL OFFICERNA Control
ANDERSON, BENTLEY, JAYICHIEF LEGAL OFFICERNA Control
ANDERSON, BENTLEY, JAYICHIEF LEGAL OFFICERNA Control
CAUDILL, MATTHEW, DAVIDICHIEF COMPLIANCE OFFICERNA Control
NELSON, SCOTT, MICHAELICHIEF OPERATING OFFICERNA Control
NELSON, SCOTT, MICHAELICHIEF OPERATING OFFICERNA Control
NELSON, SCOTT, MICHAELICHIEF OPERATING OFFICERNA Control
NUNN, MATTHEWIPRINCIPALNA Control
OSBORN, JOHN, ERNESTICHIEF FINANCIAL OFFICERNA Control
OSBORN, JOHN, ERNESTICHIEF FINANCIAL OFFICERNA Control
ROESLER, DEBORAH, KAYICHIEF FINANCIAL OFFICERNA Control
ROESLER, DEBORAH, KAYICHIEF FINANCIAL OFFICERNA Control
SMITH, COLIN, JONATHANICHIEF EXECUTIVE OFFICERNA Control
SMITH, COLIN, JONATHANICHIEF EXECUTIVE OFFICER - PRINCIPALNA Control
SMITH, COLIN, JONATHANICHIEF EXECUTIVE OFFICERNA Control
SMITH, COLIN, JONATHANICHIEF EXECUTIVE OFFICERNA Control
VASUNDHRA, SHAILESHIPRINCIPALNA Control
WAGNER, THOMAS, CICHIEF COMPLIANCE OFFICERNA Control
WAGNER, THOMAS, CICHIEF COMPLIANCE OFFICERNA Control
WAGNER, THOMAS, CICHIEF COMPLIANCE OFFICERNA Control
DEEPHAVEN CAPITAL MANAGEMENT HOLDINGS, LLCDESHAREHOLDERE
KFP HOLDINGS I LLCDESHAREHOLDERE Control
KFP HOLDINGS I LLCDESHAREHOLDERE Control
KFP HOLDINGS I LLCDESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
KNIGHT CAPITAL GROUP, INC.DEKFP HOLDINGS I LLCE Control
KNIGHT CAPITAL GROUP, INC.DEKFP HOLDINGS I LLCE Control
KNIGHT CAPITAL GROUP, INC.DEKFP HOLDINGS I LLCE Control
KNIGHT CAPITAL GROUP, INC.DEKFP HOLDINGS I LLCE Control
KFP HOLDINGS I LLCDEDEEPHAVEN CAPITAL MANAGEMENT HOLDINGS, LLCD Control
SMITH, COLIN, JONATHANIDEEPHAVEN MANAGING PARTNERS LLCD Control
DEEPHAVEN MANAGING PARTNERS, LLCDEDEEPHAVEN CAPITAL MANAGEMENT HOLDINGS LLCC Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Notice Filings (1)

MN

Address

130 CHESHIRE LANE
SUITE 102
MINNETONKA, MN 55305
United States
Phone: 952-249-5700