RIA Intelligence

MARCA, INC.

Legal name: MARCA LIFE PLANNING

CRD #134639 SEC #801-68851 BIRMINGHAM, AL 205-408-3000
SEC Registered
Total AUM
$70.8M
Discretionary
$0
Employees
1
Clients
1
Accounts
565

Firm Details

Organization Type
Corporation
State of Formation
Alabama
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 15, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
NEWPORT, ELLEN, TICHIEF COMPLIANCE OFFICERNA Control
NEWPORT, ELLEN, TICHIEF COMPLIANCE OFFICERNA Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control
SMITH, JEANNE, CARLSONIPRESIDENTE Control
SMITH, JEANNE, CARLSONICHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
May 15, 2012 REGISTERED

Notice Filings (2)

AL LA

Address

22 INVERNESS CENTER PARKWAY, SUITE 140
BIRMINGHAM, AL 35242
United States
Phone: 205-408-3000