DEMPSEY INVESTMENT MANAGEMENT, LLC
CRD #134667 SEC #801-127621 SOUTH BURLINGTON, VT 802-497-1931
SEC Registered
Total AUM
$146.1M
Discretionary
$146.1M
Employees
1
Clients
10
Accounts
466
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Vermont
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMPSEY, DONALD, FENTON | I | PRESIDENT/OWNER/CCO | E | Control |
| DEMPSEY, DONALD, FENTON | I | PRESIDENT/OWNER/CCO | E | Control |
| DEMPSEY, DONALD, FENTON | I | PRESIDENT/OWNER/CCO | E | Control |
| DEMPSEY, DONALD, FENTON | I | PRESIDENT/OWNER/CCO | E | Control |
| DEMPSEY, DONALD, FENTON | I | PRESIDENT/OWNER/CCO | E | Control |
Registrations
Federal
IA
Jan 16, 2025 REGISTERED
Notice Filings (4)
FL NH NY VT
Address
1233 SHELBURNE ROADSUITE 410
SOUTH BURLINGTON, VT 05403
United States
Phone: 802-497-1931