CATALYST FINANCIAL PLANNING & INVESTMENT MANAGEMENT CORPORATION
CRD #134693 SEC #801-64085 WALNUT CREEK, CA (888) 610-1777
SEC Registered
Total AUM
$179.5M
Discretionary
$139.3M
Employees
5
Clients
51
Accounts
304
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGUILAR, CHRISTOPHER, LUIS | I | CCO | NA | Control |
| CURHAN, GREGORY, SERGE | I | DIRECTOR | NA | Control |
| FORD, ROBERT, ELIAS | I | DIRECTOR | NA | Control |
| HIESTAND, JOHN, DAVID | I | CFO | NA | Control |
| MALLORY, MADELYN, ARLEEN | I | PRESIDENT | NA | Control |
| MERRIMAN, DAVID, JONATHAN | I | DIRECTOR | NA | Control |
| MALLORY, MADELYN, ARLEEN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| MALLORY, MADELYN, ARLEEN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| MALLORY, MADELYN, ARLEEN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| MALLORY, MADELYN, ARLEEN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| MALLORY, MADELYN, ARLEEN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| MALLORY, MADELYN, ARLEEN | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | E | Control |
| MCF CORPORATION | DE | SHARE HOLDER | E | Control |
Registrations
Federal
IA
May 7, 2013 REGISTERED
Notice Filings (3)
CA OR TX
Address
1255 TREAT BLVD.SUITE 300
WALNUT CREEK, CA 94597
United States
Phone: (888) 610-1777