REDWOODS GLOBAL ASSET MANAGEMENT, LLC
CRD #134719 SEC #801-64104 SAN FRANCISCO, CA 415-439-4889
SEC Registered
Total AUM
$935.6M
Discretionary
$35.6M
Employees
5
Clients
--
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 9, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LIU, CYNTHIA, CHUNG CHING | I | MANAGING MEMBER/CEO | E | Control |
| LIU, CYNTHIA, CHUNG CHING | I | MANAGING MEMBER/CEO | E | Control |
| YAM, ALLAN, SIU-KI | I | MEMBER/PORTFOLIO MANAGER/CHEIF COMPLIANCE OFFICER | A | |
| YAM, ALLAN, SIU-KI | I | MEMBER/PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | A |
Registrations
Federal
IA
Sep 9, 2005 REGISTERED
Address
580 CALIFORNIA STREETSUITE 505
SAN FRANCISCO, CA 94104-1026
USA
Phone: 415-439-4889