WITTER & WESTLAKE INVESTMENTS, INC.
Legal name: WITTER & WESTLAKE INVESTMENTS
CRD #134774 SEC #801-67347 LOUISVILLE, KY 502-339-8840
SEC Registered
Total AUM
$27.8M
Discretionary
$27.8M
Employees
5
Clients
0
Accounts
46
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WESTLAKE, RODNEY, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WESTLAKE, RODNEY, SCOTT | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| WITTER, LON, LAVERNE | I | CEO | D | Control |
| WITTER, LON, LAVERNE | I | CEO | D | Control |
Registrations
Federal
IA
Mar 12, 2007 REGISTERED
Notice Filings (2)
AL KY
Address
1515 ORMSBY STATION CT.SUITE C
LOUISVILLE, KY 40223
USA
Phone: 502-339-8840