POSITIVE DELTA ASSET MANAGEMENT LLC
CRD #134775 SEC #801-69722 LOS ANGELES, CA 213-388-3638
SEC Registered
Total AUM
$20M
Discretionary
$20M
Employees
1
Clients
--
Accounts
150
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KIM, ANDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, ANDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, ANDI | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, ANDI | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, ANDI | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, ANDI | I | CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, ANDI | I | ELECTED MANAGER, CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| YIM, YOO | I | ELECTED MANAGER | NA | Control |
| GB ASSET GROUP, INC. | DE | OWNER | E | Control |
| GB ASSET GROUP, INC. | DE | OWNER | E | Control |
| GB ASSET GROUP, INC. | DE | OWNER | E | Control |
| GB ASSET GROUP, INC. | DE | OWNER | E | Control |
| GB ASSET GROUP, INC. | DE | OWNER | E | Control |
| GB ASSET GROUP, INC. | DE | OWNER | E | Control |
| GB ASSET GROUP, INC. | DE | MEMBER | E | Control |
| SQK HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SQK HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SQK HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SQK HOLDINGS LLC | DE | MANAGING MEMBER | E | Control |
| SQK CAPITAL LLC | DE | MEMBER | D | Control |
| SQK CAPITAL LLC | DE | MEMBER | D | Control |
| SQK CAPITAL LLC | DE | MEMBER | D | Control |
| SQK CAPITAL LLC | DE | MEMBER | D | Control |
| AK FINANCIAL HOLDINGS, INC. | DE | MEMBER | C | Control |
| AK FINANCIAL HOLDINGS, INC. | DE | MEMBER | C | Control |
| AK FINANCIAL HOLDINGS, INC. | DE | MEMBER | C | Control |
| AK FINANCIAL HOLDINGS, INC. | DE | MEMBER | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO, MEMBER | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO, MEMBER | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO, MEMBER | C | Control |
| KIM, DONALD, DONG YOUNG | I | CEO, MEMBER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, HARRY, HYUN WOONG | I | CHIEF COMPLIANCE OFFICER | C | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
| KIM, ANDI | I | ELECTED MANAGER, CIO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOLDEN BRIDGE FINANCIAL HOLDINGS, INC. | DE | GB ASSET GROUP, INC | E | Control |
| GOLDEN BRIDGE FINANCIAL HOLDINGS, INC. | DE | GB ASSET GROUP, INC | E | Control |
| GOLDEN BRIDGE FINANCIAL HOLDINGS, INC. | DE | GB ASSET GROUP, INC | E | Control |
| GOLDEN BRIDGE FINANCIAL HOLDINGS, INC. | DE | GB ASSET GROUP, INC | E | Control |
| GOLDEN BRIDGE FINANCIAL HOLDINGS, INC. | DE | GB ASSET GROUP, INC | E | Control |
| GOLDEN BRIDGE FINANCIAL HOLDINGS, INC. | DE | GB ASSET GROUP, INC | E | Control |
| GOLDEN BRIDGE FINANCIAL HOLDINGS, INC. | DE | GB ASSET GROUP, INC | E | Control |
| KIM, DONALD, DONG YOUNG | I | SQK HOLDINGS LLC | D | Control |
| KIM, DONALD, DONG YOUNG | I | SQK HOLDINGS LLC | D | Control |
| KIM, DONALD, DONG YOUNG | I | SQK HOLDINGS LLC | D | Control |
| KIM, DONALD, DONG YOUNG | I | SQK HOLDINGS LLC | D | Control |
| KIM, DONALD, DONG YOUNG | I | SQK CAPITAL LLC | D | Control |
| KIM, DONALD, DONG YOUNG | I | SQK CAPITAL LLC | D | Control |
| KIM, DONALD, DONG YOUNG | I | SQK CAPITAL LLC | D | Control |
| KIM, DONALD, DONG YOUNG | I | SQK CAPITAL LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK HOLDINGS LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK HOLDINGS LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK HOLDINGS LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK HOLDINGS LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK CAPITAL LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK CAPITAL LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK CAPITAL LLC | D | Control |
| KIM, HARRY, HYUN WOONG | I | SQK CAPITAL LLC | D | Control |
| KIM, ANDI | I | AK FINANCIAL HOLDINGS, INC. | C | Control |
| KIM, ANDI | I | AK FINANCIAL HOLDINGS, INC. | C | Control |
| KIM, ANDI | I | AK FINANCIAL HOLDINGS, INC. | C | Control |
| KIM, ANDI | I | AK FINANCIAL HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Jun 12, 2012 REGISTERED
Notice Filings (1)
CA
Address
3600 WILSHIRE BOULEVARDSUITE 1510
LOS ANGELES, CA 90010
United States
Phone: 213-388-3638