SORIN CAPITAL MANAGEMENT, LLC
CRD #134835 SEC #801-64086 STAMFORD, CT 203-274-9300
SEC Registered Private Funds
Total AUM
$1.5B
Discretionary
$1.5B
Employees
16
Clients
--
Accounts
16
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 7, 2018
- Branch Offices
- 1
- LEI
- JG6TBT0VEQ1QLU26AB02
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPUTO, DAMON, A. | I | MANAGING DIRECTOR | NA | |
| CAPUTO, DAMON, A. | I | MANAGING DIRECTOR | NA | |
| CAPUTO, DAMON, A. | I | MANAGING DIRECTOR | NA | |
| CAPUTO, DAMON, A. | I | MANAGING DIRECTOR | NA | |
| CAPUTO, DAMON, A. | I | MANAGING DIRECTOR | NA | |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL | NA | |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CASEY, NEIL, PATRICK | I | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | NA | Control |
| CHASIN, MATTHEW, RHETT | I | CHIEF OPERATING OFFICER | NA | |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | Control |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | Control |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | Control |
| CONNORS, KEVIN, THOMAS | I | MANAGING DIRECTOR - INVESTOR RELATIONS | NA | Control |
| DIDONATO, BRIAN, RICHARD | I | SENIOR PARTNER | NA | |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| DIDONATO, BRIAN, RICHARD | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | MANAGING DIRECTOR | NA | Control |
| DIGAN, THOMAS | I | HEAD OF PORTFOLIO MANAGEMENT AND TRADING | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | NA | Control |
| KANE, JOHN, PAUL | I | SVP | NA | |
| KANE, JOHN, PAUL | I | VP | NA | |
| KANE, JOHN, PAUL | I | SVP | NA | |
| KANE, JOHN, PAUL | I | SVP | NA | |
| KELLEY, JASON, NED | I | SVP | NA | |
| KELLEY, JASON, NED | I | SVP | NA | |
| KORPITA, DYLAN, ERNEST | I | SVP | NA | |
| KORPITA, DYLAN, ERNEST | I | VP | NA | |
| KORPITA, DYLAN, ERNEST | I | SVP | NA | |
| KORPITA, DYLAN, ERNEST | I | SVP | NA | |
| KORPITA, DYLAN, ERNEST | I | MANAGING DIRECTOR | NA | |
| RAE, CHRISTOPHER, DAVID | I | MANAGING DIRECTOR | NA | Control |
| RAE, CHRISTOPHER, DAVID | I | MANAGING DIRECTOR | NA | Control |
| RAE, CHRISTOPHER, DAVID | I | MANAGING DIRECTOR | NA | Control |
| TAM, THOMAS, T L | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF COMPLIANCE OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TAM, THOMAS, T L | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| HIGGINS, JAMES, JOHN | I | CEO | E | Control |
| SORIN INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LP | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LP | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LP | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LP | DE | MEMBER | E | Control |
| SORIN INVESTMENT GROUP, LP | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LLC | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LLC | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LLC | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LLC | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LLC | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LLC | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LLC | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LP | D | Control |
| HIGGINS, JAMES, JOHN | I | SORIN INVESTMENT GROUP, LP | D | Control |
| DIGAN, THOMAS | I | SORIN INVESTMENT GROUP, LLC | C | Control |
| DIGAN, THOMAS | I | SORIN INVESTMENT GROUP, LLC | C | Control |
| DIGAN, THOMAS | I | SORIN INVESTMENT GROUP, LLC | C | Control |
| DIGAN, THOMAS | I | SORIN INVESTMENT GROUP, LLC | C | Control |
| DIGAN, THOMAS | I | SORIN INVESTMENT GROUP, LLC | C | Control |
| DIGAN, THOMAS | I | SORIN INVESTMENT GROUP, LLC | C | Control |
| DIGAN, THOMAS | I | SORIN INVESTMENT GROUP, LLC | C | Control |
Registrations
Federal
IA
Dec 7, 2018 REGISTERED
Notice Filings (4)
CT MO NY PA
Address
84 WEST PARK PLACE, 5TH FLOORSTAMFORD, CT 06901
United States
Phone: 203-274-9300