PEAK INVESTMENT SOLUTIONS, LLC
CRD #134846 SEC #801-64263 ROSEVILLE, CA 916-772-5022
SEC Registered
Total AUM
$35.1M
Discretionary
$34M
Employees
1
Clients
--
Accounts
245
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LUND, THERIL, HOWARD | I | MEMBER | D | Control |
| LUND, THERIL, HOWARD | I | MEMBER | D | Control |
| LUND, THERIL, HOWARD | I | MEMBER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| POPE, KENNETH, ERSAL | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| LUND, THERIL, HOWARD | I | MEMBER | C | Control |
| LUND, THERIL, HOWARD | I | MEMBER | C | Control |
| LUND, THERIL, HOWARD | I | MEMBER | C | Control |
| LUND, THERIL, HOWARD | I | MEMBER | C | Control |
| LUND, THERIL, HOWARD | I | MEMBER | C | Control |
| LUND, THERIL, HOWARD | I | MEMBER | C | Control |
Registrations
Federal
IA
Jun 25, 2012 REGISTERED
Notice Filings (3)
AZ CA UT
Address
1508 EUREKA ROADSUITE 180
ROSEVILLE, CA 95661
United States
Phone: 916-772-5022