RIA Intelligence

LIEN CAPITAL CORPORATION

CRD #134877 SEC #801-68072 KENILWORTH, IL 847-962-7353
SEC Registered
Total AUM
$1.5M
Discretionary
$1.5M
Employees
5
Clients
0
Accounts
5

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 30, 2008
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LIEN, SCOTT, ANDREWIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
LIEN, SCOTT, ANDREWIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
LIEN, SCOTT, ANDREWIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
LIEN, SCOTT, ANDREWIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
LIEN, SCOTT, ANDREWIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jan 30, 2008 REGISTERED

Notice Filings (1)

IL

Address

315 RIDGE ROAD
KENILWORTH, IL 60043
USA
Phone: 847-962-7353