COLLIE FINANCIAL PLANNING, INC.
CRD #134884 SEC #801-123192 BLACK MOUNTAIN, NC 828-654-8830
SEC Registered
Total AUM
$145.3M
Discretionary
$145.3M
Employees
2
Clients
101
Accounts
725
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 19, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| COLLIE, MICHAEL, REID | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Sep 19, 2025 REGISTERED
Notice Filings (5)
FL NC SC TN TX
Address
101 MIDLAND AVEBLACK MOUNTAIN, NC 28711
United States
Phone: 828-654-8830