AURORA FINANCIAL GROUP, LLC
CRD #134895 SEC #801-65793 PORTLAND, ME (207) 553-2343
SEC Registered
Total AUM
$53M
Discretionary
$53M
Employees
1
Clients
101
Accounts
281
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 26, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| VOLK, KIMBERLY, LYNN | I | VICE PRESIDENT OF FINANCE, CHIEF COMPLIANCE OFFICER | NA | |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
| DIBNER, CHARLES, WILLIAM | I | PRESIDENT, SOLE MANAGER, AND SOLE MEMBER | E | Control |
Registrations
Federal
IA
Jul 26, 2012 REGISTERED
Notice Filings (3)
MA ME NY
Address
85 EXCHANGE STREETSUITE 202
PORTLAND, ME 04101-5036
United States
Phone: (207) 553-2343