VEGA INSTITUTIONAL ADVISORS LP
CRD #134938 SEC #801-65066 NEW YORK, NY 646-367-2850
SEC Registered
Total AUM
$181.5M
Discretionary
$181.5M
Employees
10
Clients
--
Accounts
2
Firm Details
- Organization Type
- Partnership
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRINALDS, DRUMMOND, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GRINALDS, DRUMMOND, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GRINALDS, DRUMMOND, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GRINALDS, DRUMMOND, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GRINALDS, DRUMMOND, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GRINALDS, DRUMMOND, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| GRINALDS, DRUMMOND, RICHARD | I | CHIEF OPERATING OFFICER | NA | Control |
| MULLINS, DAVID, WILEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MULLINS, DAVID, WILEY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PROXIMA ALFA INSTITUTIONAL ADVISORS LLC | DE | GENERAL PARTNER | NA | Control |
| SOBTI, RAJIV | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| VEGA INSTITUTIONAL ADVISORS LLC | DE | GENERAL PARTNER | NA | Control |
| VEGA INSTITUTIONAL ADVISORS LLC | DE | GENERAL PARTNER | NA | Control |
| VEGA INSTITUTIONAL ADVISORS LLC | DE | GENERAL PARTNER | NA | Control |
| VEGA INSTITUTIONAL ADVISORS LLC | DE | GENERAL PARTNER | NA | Control |
| VEGA INSTITUTIONAL ADVISORS LLC | DE | GENERAL PARTNER | NA | Control |
| VEGA INSTITUTIONAL ADVISORS LLC | DE | GENERAL PARTNER | NA | Control |
| PROXIMA ALFA MANAGEMENT LP | DE | LIMITED PARTNER | E | Control |
| VEGA MANAGEMENT LP | DE | LIMITED PARTNER | E | Control |
| VEGA MANAGEMENT LP | DE | LIMITED PARTNER | E | Control |
| VEGA MANAGEMENT LP | DE | LIMITED PARTNER | E | Control |
| VEGA MANAGEMENT LP | DE | LIMITED PARTNER | E | Control |
| VEGA MANAGEMENT LP | DE | LIMITED PARTNER | E | Control |
| VEGA MANAGEMENT LP | DE | LIMITED PARTNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERG, JONATHAN, MICHAEL | I | VEGA GP LLC | F | Control |
| BERG, JONATHAN, MICHAEL | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | PROXIMA ALFA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| PROXIMA ALFA GP LLC | DE | PROXIMA ALFA INSTITUTIONAL ADVISORS LLC | F | Control |
| PROXIMA ALFA GP LLC | DE | PROXIMA ALFA MANAGEMENT LP | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| VEGA GP LLC | DE | VEGA INSTITUTIONAL ADVISORS LLC | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA INSTITUTIONAL ADVISORS LLC | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA INSTITUTIONAL ADVISORS LLC | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA INSTITUTIONAL ADVISORS LLC | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA INSTITUTIONAL ADVISORS LLC | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA INSTITUTIONAL ADVISORS LLC | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| BERG, JONATHAN, MICHAEL | I | CHOPPER HOLDINGS LLC | E | Control |
| BERG, JONATHAN, MICHAEL | I | CHOPPER HOLDINGS LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| PROXIMA ALFA MANAGEMENT LP | DE | PROXIMA ALFA INSTITUTIONAL ADVISORS LLC | E | Control |
| VEGA MANAGEMENT LP | DE | VEGA INSTITUTIONAL ADVISORS LLC | E | Control |
| VEGA MANAGEMENT LP | DE | VEGA INSTITUTIONAL ADVISORS LLC | E | Control |
| VEGA MANAGEMENT LP | DE | VEGA INSTITUTIONAL ADVISORS LLC | E | Control |
| VEGA MANAGEMENT LP | DE | VEGA INSTITUTIONAL ADVISORS LLC | E | Control |
| VEGA MANAGEMENT LP | DE | VEGA INSTITUTIONAL ADVISORS LLC | E | Control |
| VEGA MANAGEMENT LP | DE | VEGA INSTITUTIONAL ADVISORS LLC | E | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA MANAGEMENT LP | D | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA GP LLC | D | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA MANAGEMENT LP | D | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
Registrations
Federal
IA
Feb 14, 2007 REGISTERED
Address
623 FIFTH AVENUE AVENUE, 14TH FLOORNEW YORK, NY 10022
USA
Phone: 646-367-2850