CIRA SCM, LLC
CRD #134956 SEC #801-64194 PHILADELPHIA, PA 215 701-9555
SEC Registered
Total AUM
$35.3M
Discretionary
$35.3M
Employees
2
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2015
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER, MEMBER | NA | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER | NA | |
| COHEN, DANIEL, GIDEON | I | PRESIDENT | NA | Control |
| COHEN, DANIEL, GIDEON | I | PRESIDENT | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | PRESIDENT | NA | Control |
| COHEN, DANIEL, GIDEON | I | PRESIDENT | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| COHEN, DANIEL, GIDEON | I | CHAIRMAN | NA | Control |
| FINK, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINK, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINK, RACHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINK, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORTON, FRED | I | MANAGING DIRECTOR | NA | Control |
| HORTON, FRED | I | MANAGING DIRECTOR | NA | Control |
| HORTON, FRED | I | MANAGING DIRECTOR | NA | Control |
| HORTON, FRED | I | MANAGING DIRECTOR | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MCENTEE, JAMES, JOSEPH | I | CHIEF OPERATIONS OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| POOLER, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RICCIARDI, CHRISTOPHER | I | PRESIDENT | NA | Control |
| RICCIARDI, CHRISTOPHER | I | PRESIDENT | NA | Control |
| RICCIARDI, CHRISTOPHER | I | PRESIDENT | NA | Control |
| RICCIARDI, CHRISTOPHER | I | PRESIDENT | NA | Control |
| RICCIARDI, CHRISTOPHER | I | PRESIDENT | NA | Control |
| RICCIARDI, CHRISTOPHER | I | PRESIDENT | NA | Control |
| RICCIARDI, CHRISTOPHER | I | PRESIDENT | NA | Control |
| SHENKMAN, MICHAEL, CRAIG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENKMAN, MICHAEL, CRAIG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENKMAN, MICHAEL, CRAIG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SHENKMAN, MICHAEL, CRAIG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, KENNETH, RICHARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WASHINGTON, AUDREA, WINSTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| COHEN BROTHERS, LLC | DE | MEMBER | E | Control |
| DEKANIA INVESTOR'S, LLC | DE | MEMBER | E | Control |
| DEKANIA INVESTOR'S, LLC | DE | MEMBER | E | Control |
| DEKANIA INVESTOR'S, LLC | DE | MEMBER | E | Control |
| DEKANIA INVESTOR'S, LLC | DE | MEMBER | E | Control |
| IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | DE | MEMBER | E | Control |
| IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | DE | MEMBER | E | Control |
| IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | DE | MEMBER | E | Control |
| IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | DE | MEMBER | E | Control |
| IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | DE | MEMBER | E | Control |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER, MEMBER | B | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER, MEMBER | B | |
| CIGOLLE, ALEX, PATRICK | I | CHIEF INVESTMENT OFFICER, MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COHEN BROS. FINANCIAL, LLC | DE | DEKANIA INVESTORS, LLC | E | Control |
| COHEN BROS. FINANCIAL, LLC | DE | DEKANIA INVESTORS, LLC | E | Control |
| COHEN BROS. FINANCIAL, LLC | DE | DEKANIA INVESTORS, LLC | E | Control |
| COHEN BROS. FINANCIAL, LLC | DE | DEKANIA INVESTORS, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| COHEN, DANIEL, GIDEON | I | COHEN BROS. FINANCIAL, LLC | E | Control |
| INSTITUTIONAL FINANCIAL MARKETS, INC. | DE | IFMI, LLC | D | Control |
| INSTITUTIONAL FINANCIAL MARKETS, INC. | DE | IFMI, LLC | D | Control |
| INSTITUTIONAL FINANCIAL MARKETS, INC. | DE | IFMI, LLC | D | Control |
| INSTITUTIONAL FINANCIAL MARKETS, INC. | DE | IFMI, LLC | D | Control |
| COHEN BROS. FINANCIAL, LLC | DE | IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | C | Control |
| COHEN BROS. FINANCIAL, LLC | DE | IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | COHEN BROTHERS, LLC | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | C | Control |
| COHEN BROS. FINANCIAL. LLC | DE | IFMI, LLC (F/K/A COHEN BROTHERS, LLC) | C | Control |
Registrations
Federal
IA
Mar 31, 2015 REGISTERED
Notice Filings (2)
NY PA
Address
2929 ARCH STREETSUITE 1703
PHILADELPHIA, PA 19104
United States
Phone: 215 701-9555