RIA Intelligence

APEX CAPITAL, LLC

CRD #134996 SEC #801-71380 ORINDA, CA 925-253-1800
SEC Registered Private Funds
Total AUM
$1.9B
Discretionary
$1.9B
Employees
22
Clients
--
Accounts
11

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 28, 2014
Branch Offices
--
LEI
M4JHJN2K3BCYNHIZOP83

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRODY, JAMES, DENNISIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISIDIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICERNA Control
BRODY, JAMES, DENNISIMANAGING DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF EXECUTIVE OFFICER AND MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF EXECUTIVE OFFICER AND MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
COLEN, SANFORD, JOELICHIEF INVESTMENT OFFICER/MANAGERNA Control
DILLE, KARA, SINGLETONICHIEF OPERATING OFFICERNA Control
DILLE, KARA, SINGLETONICHIEF OPERATING OFFICERNA Control
DILLE, KARA, SINGLETONICHIEF OPERATING OFFICERNA Control
DILLE, KARA, SINGLETONICHIEF OPERATING OFFICERNA Control
DILLE, KARA, SINGLETONICHIEF OPERATING OFFICERNA Control
FANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
GOULD, JUSTIN, MOSHEICHIEF COMPLIANCE OFFICERNA Control
GOULD, JUSTIN, MOSHEICHIEF COMPLIANCE OFFICERNA Control
GOULD, JUSTIN, MOSHEICHIEF COMPLIANCE OFFICERNA Control
SIMON, GIL, NMNICHIEF INVESTMENT OFFICERNA Control
SIMON, GIL, NMNICHIEF INVESTMENT OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF FINANCIAL OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF FINANCIAL OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF FINANCIAL OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF OPERATING OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF OPERATING OFFICERNA Control
SINGLETON, KARA, KATHARINEICHIEF OPERATING OFFICERNA Control
TACEY, MICHELLE, RICHIEF COMPLIANCE OFFICERNA Control
TACEY, MICHELLE, R (MI ONLY)ICHIEF COMPLIANCE OFFICERNA Control
YANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
YANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
YANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
YANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
YANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
YANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
YANG, CINDY, PEIICHIEF FINANCIAL OFFICERNA Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDE Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDE Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDE Control
COLEN, SANFORD, JOELIMANAGERE Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDE Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDE Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDE Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERE Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERE Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERE Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERE Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERE Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERE Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDD Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDD Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDD Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDD Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDD Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDD Control
COLEN, SANFORD, JOELITRUSTEE- THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDD Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERD Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERD Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERD Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERD Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERD Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERD Control
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERD Control
COLEN FAMILY TRUSTDEMEMBERB
COLEN FAMILY TRUSTDEMEMBERB
COLEN FAMILY TRUSTDEMEMBERB
COLEN FAMILY TRUSTDEMEMBERB
COLEN FAMILY TRUSTDEMEMBERB
COLEN FAMILY TRUSTDEMEMBERB
DILLE, KARA, SINGLETONITRUSTEE - THE ELC TRUST DATED MAY 28, 2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE AJC TRUST DATED MAY 28, 2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE AJC TRUST DATED MAY 28,2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE ELC TRUST DATED MAY 28, 2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE AJC TRUST DATED MAY 28,2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE ELC TRUST DATED MAY 28, 2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE ELC TRUST DATED MAY 28, 2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE AJC TRUST DATED MAY 28, 2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE AJC TRUST DATED MAY 28, 2004B Control
DILLE, KARA, SINGLETONITRUSTEE - THE ELC TRUST DATED MAY 28, 2004B Control
LANDAU, SUSANITRUSTEE- COLEN FAMILY TRUSTB Control
LANDAU, SUSANITRUSTEE- COLEN FAMILY TRUSTB Control
LANDAU, SUSAN, (NMI)ITRUSTEE- COLEN FAMILY TRUSTB Control
LANDAU, SUSAN, (NMI)ITRUSTEE- COLEN FAMILY TRUSTB Control
LANDAU, SUSAN, (NMI)ITRUSTEE- COLEN FAMILY TRUSTB Control
LANDAU, SUSAN, (NMI)ITRUSTEE- COLEN FAMILY TRUSTB Control
SINGLETON, KARA, KATHARINEITRUSTEE - THE AJC TRUST DATED MAY 28,2004B Control
SINGLETON, KARA, KATHARINEITRUSTEE - THE ELC TRUST DATED MAY 28, 2004B Control
SINGLETON, KARA, KATHARINEITRUSTEE - THE AJC TRUST DATED MAY 28,2004B Control
SINGLETON, KARA, KATHARINEITRUSTEE - THE ELC TRUST DATED MAY 28, 2004B Control
THE AJC TRUST DATED MAY 28, 2004DEMEMBERB
THE AJC TRUST DATED MAY 28, 2004DEMEMBERB
THE AJC TRUST DATED MAY 28, 2004DEMEMBERB
THE AJC TRUST DATED MAY 28, 2004DEMEMBERB
THE AJC TRUST DATED MAY 28, 2004DEMEMBERB
THE AJC TRUST DATED MAY 28, 2004DEMEMBERB
THE AJC TRUST DATED MAY 28, 2004DEMEMBERB
THE ELC TRUST DATED MAY 28, 2004DEMEMBERB
THE ELC TRUST DATED MAY 28, 2004DEMEMBERB
THE ELC TRUST DATED MAY 28, 2004DEMEMBERB
THE ELC TRUST DATED MAY 28, 2004DEMEMBERB
THE ELC TRUST DATED MAY 28, 2004DEMEMBERB
THE ELC TRUST DATED MAY 28, 2004DEMEMBERB
THE ELC TRUST DATED MAY 28, 2004DEMEMBERB
COLEN FAMILY TRUSTDEMEMBERA
COLEN FAMILY TRUSTDEMEMBERA
COLEN FAMILY TRUSTDEMEMBERA
COLEN FAMILY TRUSTDEMEMBERA
COLEN FAMILY TRUSTDEMEMBERA
COLEN FAMILY TRUSTDEMEMBERA
COLEN FAMILY TRUSTDEMEMBERA
COLEN FAMILY TRUSTDEMEMBERA
COLEN, SANFORD, JOELITRUSTEE- SANFORD COLEN 2007 TRUSTA Control
COLEN, SANFORD, JOELITRUSTEE- SANFORD COLEN 2007 TRUSTA Control
COLEN, SANFORD, JOELITRUSTEE- SANFORD COLEN 2007 TRUSTA Control
COLEN, SANFORD, JOELITRUSTEE- SANFORD COLEN 2007 TRUSTA Control
COLEN, SANFORD, JOELITRUSTEE- SANFORD COLEN 2007 TRUSTA Control
COLEN, SANFORD, JOELITRUSTEE- SANFORD COLEN 2007 TRUSTA Control
LANDAU, SUSAN, CADISHITRUSTEE- COLEN FAMILY TRUSTA
LANDAU, SUSAN, CADISHITRUSTEE- COLEN FAMILY TRUSTA Control
LANDAU, SUSAN, CADISHITRUSTEE- COLEN FAMILY TRUSTA Control
LANDAU, SUSAN, CADISHITRUSTEE- COLEN FAMILY TRUSTA
LANDAU, SUSAN, CADISHITRUSTEE- COLEN FAMILY TRUSTA Control
LANDAU, SUSAN, CADISHITRUSTEE- COLEN FAMILY TRUSTA Control
LANDAU, SUSAN, CADISHITRUSTEE- COLEN FAMILY TRUSTA
SANFORD COLEN 2007 TRUSTDEMEMBERA
SANFORD COLEN 2007 TRUSTDEMEMBERA
SANFORD COLEN 2007 TRUSTDEMEMBERA
SANFORD COLEN 2007 TRUSTDEMEMBERA
SANFORD COLEN 2007 TRUSTDEMEMBERA
SANFORD COLEN 2007 TRUSTDEMEMBERA
SANFORD COLEN 2007 TRUSTDEMEMBERA
THE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001, AS AMENDEDDEMEMBERA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COLEN, SANFORD, JOELISANFORD COLEN 2007 TRUSTF Control
COLEN, SANFORD, JOELITHE COLEN TRUST UNDER AGREEMENT DATED JUNE 20, 2001 AS AMENDEDF
LANDAU, SUSANICOLEN FAMILY TRUSTF

Registrations

Federal

IA
Aug 28, 2014 REGISTERED

Notice Filings (1)

CA

Address

25 ORINDA WAY
SUITE 300
ORINDA, CA 94563-4402
United States
Phone: 925-253-1800