KONDO WEALTH ADVISORS, LLC
Legal name: KONDO WEALTH ADVISORS
CRD #134998 SEC #801-78518 PASADENA, CA 626-449-7783
SEC Registered
Total AUM
$121.1M
Discretionary
$0
Employees
7
Clients
101
Accounts
904
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 12, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DALVI, AKEMI, KONDO | I | CHIEF COMPLIANCE OFFICER | NA | |
| DALVI, AKEMI, KONDO | I | CHIEF COMPLIANCE OFFICER | NA | |
| DALVI, AKEMI, KONDO | I | CHIEF COMPLIANCE OFFICER | NA | |
| DALVI, AKEMI, KONDO | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| DALVI, AKEMI, KONDO | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KONDO, ALAN, TADASHI | I | MANAGING MEMBER | E | Control |
| KONDO, ALAN, TADASHI | I | MANAGING MEMBER | E | Control |
| KONDO, ALAN, TADASHI | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Aug 12, 2014 REGISTERED
Notice Filings (1)
CA
Address
300 N. LAKE AVESUITE 920
PASADENA, CA 91101
United States
Phone: 626-449-7783