BASEL ASSET MANAGEMENT, LLC
CRD #135077 SEC #801-64337 JERSEY CITY, NJ 212-332-4170
SEC Registered
Total AUM
$437M
Discretionary
$437M
Employees
6
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIRKS, RANDALL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BIRKS, RANDALL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESERIO, PIETRO, NMN | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DESERIO, PIETRO, NMN | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRINCIPAL | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRINCIPAL/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRINCIPAL/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER | NA | Control |
| EBERHARD, ROLAND, DANIEL | I | PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | NA | Control |
| PAMPOLINA, CARLITO, BAHIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAMPOLINA, CARLITO, BAHIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAMPOLINA, CARLITO, BAHIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAMPOLINA, CARLITO, BAHIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | PRINCIPAL | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | PRINCIPAL/MEMBER | NA | Control |
| SUSSMAN, SELWYN, DONALD | I | PRINCIPAL/MEMBER | NA | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | OWNER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| ANDANI, LLC | DE | MEMBER | D | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| STERN, ANDRE | I | PRINCIPAL/MEMBER | C | Control |
| TRUST ASSET MANAGEMENT, LLC | DE | OWNER | C | Control |
| TRUST ASSET MANAGEMENT, LLC | DE | MEMBER | C | Control |
| TRUST ASSET MANAGEMENT, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| EBERHARD, ROLAND, DANIEL | I | ANDANI, LLC | E | Control |
| SUSSMAN, SELWYN, DONALD | I | TRUST ASSET MANAGEMENT, LLC | E | Control |
| SUSSMAN, SELWYN, DONALD | I | TRUST ASSET MANAGEMENT, LLC | E | Control |
| SUSSMAN, SELWYN, DONALD | I | TRUST ASSET MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Address
525 WASHINGTON BLVD.NEWPORT TOWER SUITE 2650
JERSEY CITY, NJ 07310-1606
United States
Phone: 212-332-4170