SVL HOLDING CORPORATION
Legal name: SVL INVESTMENT MANAGEMENT
CRD #135098 SEC #801-67395 PLACENTIA, CA 714-986-2222
SEC Registered
Total AUM
$42.9M
Discretionary
$42.9M
Employees
1
Clients
0
Accounts
209
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LE, STEVEN, SONVAN | I | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 30, 2012 REGISTERED
Notice Filings (2)
CA IL
Address
1620 N. PLACENTIA AVE.SUITE 100
PLACENTIA, CA 92870
United States
Phone: 714-986-2222