RIA Intelligence

UPSTATE ADVISORS GROUP

Legal name: UPSTATE FINANCIAL SERVICES

CRD #135107 SEC #801-64221 SYRACUSE, NY 315-476-9989
SEC Registered
Total AUM
$3.9M
Discretionary
$0
Employees
5
Clients
26
Accounts
67

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 1, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARGIRO, JOHN, SALVATORIGENERAL PARTNERD Control
ARGIRO, JOHN, SALVATORIGENERAL PARTNERD Control
ARGIRO, JOHN, SALVATORIGENERAL PARTNERD Control
ARGIRO, JOHN, SALVATORIGENERAL PARTNERD Control
ARGIRO, JOHN, SALVATORIGENERAL PARTNERD Control
VINCIGUERRA, DAVIDIGENERAL PARTNERD Control
VINCIGUERRA, DAVIDIGENERAL PARTNERD Control
VINCIGUERRA, DAVIDIGENERAL PARTNERD Control
VITALE, GIOVANNI, BONAVENTURAIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERD Control
VITALE, GIOVANNI, BONAVENTURAIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERD Control
VITALE, GIOVANNI, BONAVENTURAIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERD Control
KOBASA, DANIEL, BRUCEIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERC Control
KOBASA, DANIEL, BRUCEIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERC Control
KOBASA, DANIEL, BRUCEIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERC Control
KOBASA, DANIEL, BRUCEIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERC Control
KOBASA, DANIEL, BRUCEIGENERAL PARTNER/CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Jun 1, 2005 REGISTERED

Notice Filings (2)

NY VT

Address

101 NEWBURY HOLLOW LANE
SYRACUSE, NY 13210
USA
Phone: 315-476-9989