RIA Intelligence

RED ROCKS CAPITAL LLC

CRD #135117 SEC #801-67832 DENVER, CO 303-679-8252
SEC Registered
Total AUM
$125.6M
Discretionary
$125.6M
Employees
9
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
Colorado
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Aug 19, 2022
Branch Offices
0
LEI
5493000ZG50UXHXXLZ60

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BURKE, EDMUND, JOSEPHIMANAGING MEMBERNA Control
BURKE, EDMUND, JOSEPHIMANAGING MEMBERNA Control
BURKE, EDMUND, JOSEPHIMANAGING MEMBERNA Control
BURKE, EDMUND, JOSEPHIMANAGING MEMBERNA Control
BURKE, EDMUND, JOSEPHIMANAGING MEMBERNA Control
BURKE, EDMUND, JOSEPHIMANAGING MEMBERNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
CARTER, THOMAS, ANTHONYIPRESIDENTNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
DURAN, TROY, ANTHONYICHIEF FINANCIAL OFFICERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
GOLDMAN, ADAMISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
HELD, JEREMY, DISVP, DIRECTOR OF INVESTMENT STRATEGY AND RESEARCHNA Control
HELD, JEREMY, DISVP, DIRECTOR OF INVESTMENT STRATEGY AND RESEARCHNA Control
HELD, JEREMY, DISVP, DIRECTOR OF INVESTMENT STRATEGY AND RESEARCHNA Control
HELD, JEREMY, DISVP, DIRECTOR OF INVESTMENT STRATEGY AND RESEARCHNA Control
HELD, JEREMY, DISVP, DIRECTOR OF INVESTMENT STRATEGY AND RESEARCHNA Control
HELD, JEREMY, DISVP, DIRECTOR OF INVESTMENT STRATEGY AND RESEARCHNA Control
HUNT, AISHA, JAMILAIGENERAL COUNSELNA Control
HUNT, AISHA, JAMILAIGENERAL COUNSELNA Control
HUNT, AISHA, JAMILAIGENERAL COUNSELNA Control
HUNT, AISHA, JAMILAIGENERAL COUNSELNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
LUOMA, MATTHEW, RICHARDICHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICERNA Control
NELSON, ERINICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERINICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERINICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERINICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERINICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
NELSON, ERIN, DOUGLASICHIEF COMPLIANCE OFFICERNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
NOYES, RICHARD, CRAIGISVP, GENERAL COUNSELNA Control
SLEIGHTHOLME, MICHAEL, JIPRESIDENT, MANAGING MEMBERNA Control
SLEIGHTHOLME, MICHAEL, JIPRESIDENT, MANAGING MEMBERNA Control
SPAHR, LATON, ANDREWIPRESIDENT, MANAGING MEMBERNA Control
SPAHR, LATON, ANDREWIPRESIDENT, MANAGING MEMBERNA Control
SPAHR, LATON, ANDREWIPRESIDENT, MANAGING MEMBERNA Control
SPAHR, LATON, ANDREWIPRESIDENT, MANAGING MEMBERNA Control
SPAHR, LATON, ANDREWIPRESIDENT, MANAGING MEMBERNA Control
SPAHR, LATON, ANDREWIPRESIDENT, MANAGING MEMBERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUNDERHUSE, MARK, STEVENISENIOR VICE PRESIDENT, PORTFOLIO MANAGERNA Control
SUTULA, MATTHEW, JOSEPHIINTERIM CHIEF COMPLIANCE OFFICERNA
SUTULA, MATTHEW, JOSEPHIINTERIM CHIEF COMPLIANCE OFFICERNA
SUTULA, MATTHEW, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SUTULA, MATTHEW, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SUTULA, MATTHEW, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SUTULA, MATTHEW, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SUTULA, MATTHEW, JOSEPHICHIEF COMPLIANCE OFFICERNA Control
SWENSON, BRADLEY, JOHNIEXECUTIVE VPNA Control
SWENSON, BRADLEY, JOHNIEXECUTIVE VPNA Control
SWENSON, BRADLEY, JOHNIEXECUTIVE VPNA Control
SWENSON, BRADLEY, JOHNIEXECUTIVE VPNA Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENTE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
ALPS ADVISORS, INC.DEPARENT, MEMBERE Control
GOLDMAN, ADAMIMANAGING MEMBERD Control
GOLDMAN, ADAMIMANAGING MEMBERD Control
GOLDMAN, ADAMIMANAGING MEMBERD Control
GOLDMAN, ADAMIMANAGING MEMBERD Control
GOLDMAN, ADAMIMANAGING MEMBERD Control
GOLDMAN, ADAMIMANAGING MEMBERD Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERD Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERD Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERD Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERD Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERD Control
GOLDMAN, ADAMIMANAGING MEMBERC Control
GOLDMAN, ADAMIMANAGING MEMBERC Control
GOLDMAN, ADAMIMANAGING MEMBERC Control
GOLDMAN, ADAMIMANAGING MEMBERC Control
GOLDMAN, ADAMIMANAGING MEMBERC Control
GOLDMAN, ADAMIMANAGING MEMBERC Control
GOLDMAN, ADAMIMANAGING MEMBERC Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERC Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERC Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERC Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERC Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERC Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERC Control
SUNDERHUSE, MARK, STEVENIMANAGING MEMBERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
ALPS HOLDINGS, INC.DEALPS ADVISORS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
DST SYSTEMS, INC.DEALPS HOLDINGS, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES HOLDINGS, INC.DESS&C TECHNOLOGIES, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control
SS&C TECHNOLOGIES, INC.DEDST SYSTEMS, INC.E Control

Registrations

Federal

IA
Aug 19, 2022 REGISTERED

Notice Filings (1)

CO

Address

1290 BROADWAY
SUITE 1000
DENVER, CO 80203
United States
Phone: 303-679-8252