AIES ADVISORS LLC
CRD #135177 SEC #801-64578 SOUTH SAN FRANCISCO, CA 650-873-8288
SEC Registered
Total AUM
$5M
Discretionary
$5M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 18, 2006
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PHAN, LONG, NGOC | I | MANAGING MEMBER/CCO | C | Control |
| PHAN, LONG, NGOC | I | MANAGING MEMBER/CCO | C | Control |
| HUANG, JIA, CHENG | I | MEMBER | B | Control |
| HUANG, JIA, CHENG | I | MEMBER | B | Control |
| QIAN, XIAOLAN | I | MEMBER | B | Control |
| QIAN, XIAOLAN | I | MEMBER | B | Control |
Registrations
Federal
IA
Jan 18, 2006 REGISTERED
Notice Filings (1)
CA
Address
400 OYSTER POINT BOULEVARDSUITE 420
SOUTH SAN FRANCISCO, CA 94080
USA
Phone: 650-873-8288