LIFE&WEALTH ADVISORS, INC.
CRD #135292 SEC #801-64230 WALNUT CREEK, CA (925) 937-7800
SEC Registered
Total AUM
$42M
Discretionary
$41.3M
Employees
5
Clients
26
Accounts
251
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 27, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARDNER, GARY, PAUL | I | PRESIDENT/CCO | E | Control |
| GARDNER, GARY, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GARY, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GARY, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GARY, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GARY, PAUL | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 27, 2011 REGISTERED
Notice Filings (1)
CA
Address
1399 YGNACIO VALLEY ROADSUITE 29
WALNUT CREEK, CA 94598
United States
Phone: (925) 937-7800