ROYAL PALMS CAPITAL, LLC
CRD #135304 SEC #801-132117 ROLLING HILLS EST., CA 310 265-5939
SEC Registered
Total AUM
$101.1M
Discretionary
$101.1M
Employees
1
Clients
0
Accounts
254
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hetzer, Joseph, Henri | I | MEMBER | NA | |
| Hetzer, Joseph, Henri | I | MEMBER | NA | |
| Hetzer, Joseph, Henri | I | MEMBER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| PENNY, CHARLES, NUZUM | I | OWNER | NA | |
| SALAZAR, VIKY, MARIBEL | I | ADMINISTRATIVE OFFICER/OPERATIONAL OFFICER | NA | Control |
| SALAZAR, VIKY, MARIBEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALAZAR, VIKY, MARIBEL | I | ADMINISTRATIVE OFFICER/OPERATIONAL OFFICER | NA | Control |
| SALAZAR, VIKY, MARIBEL | I | ADMINISTRATIVE OFFICER/OPERATIONAL OFFICER | NA | Control |
| SALAZAR, VIKY, MARIBEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALAZAR, VIKY, MARIBEL | I | ADMINISTRATIVE OFFICER/OPERATIONAL OFFICER | NA | Control |
| SALAZAR, VIKY, MARIBEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SALAZAR, VIKY, MARIBEL | I | ADMINISTRATIVE OFFICER/OPERATIONAL OFFICER/COMPLIANCE OFFICER | NA | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
| HETZER, KRISTIN | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 13, 2025 REGISTERED
Notice Filings (2)
CA FL
Address
655 DEEP VALLEY DRIVESUITE 260
ROLLING HILLS EST., CA 90274
United States
Phone: 310 265-5939