HALBIS CAPITAL MANAGEMENT (USA) INC.
CRD #135334 SEC #801-64301 NEW YORK, NY 212-525-5000
SEC Registered
Total AUM
$2.4B
Discretionary
$2.1B
Employees
--
Clients
--
Accounts
20
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAKER, STEPHEN, JOHN | I | DIRECTOR, CHAIRMAN | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR, CHAIRMAN | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR, CHAIRMAN | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| BAKER, STEPHEN, JOHN | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER, SPENCER | I | DIRECTOR | NA | Control |
| CHEETHAM, CHRISTOPHER, SPENCER | I | DIRECTOR | NA | Control |
| CHURCH, CATHLEEN, DENISE | I | CHIEF COMPLIANCE OFFICER/ASST. CORPORATE SECRETARY | NA | Control |
| CHURCH, CATHLEEN, DENISE | I | INTERIM CHIEF COMPLIANCE OFFICER | NA | Control |
| CHURCH, CATHLEEN, DENISE | I | INTERIM CHIEF COMPLIANCE OFFICER/ASST. CORPORATE SECRETARY | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| COUTINHO, SILVIA, BRASIL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| CURTIS, JAMES, M | I | CORPORATE SECRETARY | NA | Control |
| DAWE, DAVID, PAUL | I | DIRECTOR | NA | Control |
| DAWE, PAUL, D | I | DIRECTOR | NA | Control |
| DAWE, PAUL, D | I | DIRECTOR | NA | Control |
| DAWE, PAUL, D | I | DIRECTOR | NA | Control |
| DILIBERTO, GREGG, MICHAEL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DILIBERTO, GREGG, MICHAEL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DILIBERTO, GREGG, MICHAEL | I | DIRECTOR/PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DILIBERTO, GREGG, MICHAEL | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| DILIBERTO, GREGG, MICHAEL | I | PRESIDENT AND GLOBAL HEAD OF FIXED INCOME | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/ASST. CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/ASST. CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/ASST. CORPORATE SECRETARY | NA | Control |
| IOCOLANO, SALVATORE, JOSEPH | I | CHIEF COMPLIANCE OFFICER/CORPORATE SECRETARY | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | TREASURER AND VICE PRESIDENT | NA | Control |
| MICHELAGNOLI, STEFANO, R | I | TREASURER AND VICE PRESIDENT | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HALBIS CAPITAL MANAGEMENT (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HALBIS CAPITAL MANAGEMENT (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HALBIS CAPITAL MANAGEMENT (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HALBIS CAPITAL MANAGEMENT (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HALBIS CAPITAL MANAGEMENT (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HALBIS PARTNERS (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HSBC HALBIS PARTNERS (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HSBC HALBIS PARTNERS (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
| HSBC HALBIS PARTNERS (UK) LIMITED | FE | DIRECT PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | FE | HALBIS CAPTIAL MANAGEMENT (UK) LIMITED | E | Control |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | FE | HALBIS CAPTIAL MANAGEMENT (UK) LIMITED | E | Control |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | FE | HALBIS CAPTIAL MANAGEMENT (UK) LIMITED | E | Control |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | FE | HALBIS CAPTIAL MANAGEMENT (UK) LIMITED | E | Control |
| HSBC GLOBAL ASSET MANAGEMENT LIMITED | FE | HALBIS CAPTIAL MANAGEMENT (UK) LIMITED | E | Control |
| HSBC GROUP INVESTMENT BUSINESSES LIMITED | FE | HSBC HALBIS PARTNERS (UK) LIMITED | E | Control |
| HSBC GROUP INVESTMENT BUSINESSES LIMITED | FE | HSBC HALBIS PARTNERS (UK) LIMITED | E | Control |
| HSBC GROUP INVESTMENT BUSINESSES LIMITED | FE | HSBC HALBIS PARTNERS (UK) LIMITED | E | Control |
| HSBC GROUP INVESTMENT BUSINESSES LIMITED | FE | HSBC HALBIS PARTNERS (UK) LIMITED | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC HOLDINGS PLC | FE | HSBC INVESTMENT BANK HOLDINGS PLC | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GROUP INVESMENT BUSINESSES LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GROUP INVESMENT BUSINESSES LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GLOBAL ASSET MANAGEMENT LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GLOBAL ASSET MANAGEMENT LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GLOBAL ASSET MANAGEMENT LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GROUP INVESMENT BUSINESSES LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GLOBAL ASSET MANAGEMENT LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GROUP INVESMENT BUSINESSES LIMITED | E | Control |
| HSBC INVESTMENT BANK HOLDINGS PLC | FE | HSBC GLOBAL ASSET MANAGEMENT LIMITED | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN UT VA VI VT WA WI WV
Address
452 FIFTH AVENUENEW YORK, NY 10018
United States
Phone: 212-525-5000