PROXIMA ALFA INVESTMENTS (USA) LLC
CRD #135409 SEC #801-65246 NEW YORK, NY 646-274-3955
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
--
Clients
--
Accounts
17
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| ASILIS, CARLOS, MANUEL | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| BARROWCLIFFE, JULIAN | I | MANAGING DIRECTOR | NA | |
| CORIGLIANO, MARK, E | I | MANAGING DIRECTOR | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| FELDMAN, ANDREW, ELIOT | I | GENERAL COUNSEL | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRASER, WERNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOLBER, KENNETH, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOLBER, KENNETH, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOLBER, KENNETH, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOLBER, KENNETH, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOLBER, KENNETH, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOLBER, KENNETH, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| KOLBER, KENNETH, ALAN | I | CHIEF FINANCIAL OFFICER | NA | |
| PROXIMA ALFA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| PROXIMA ALFA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| PROXIMA ALFA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS AND MANAGING DIRECTOR | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| REY-MARTIN, CARLOS | I | DIRECTOR OF OPERATIONS | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SERUMA, LARRY | I | MANAGING DIRECTOR | NA | |
| SLUTZ, ROBERT, FLEMING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SLUTZ, ROBERT, FLEMING | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| SOBTI, RAJIV | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| TALPINS, JEFFREY, MARC | I | MANAGING DIRECTOR | NA | |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | NA | Control |
| MANN, MICHAEL, BURROUGH | I | MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | CHIEF EXECUTIVE OFFICER AND MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | CHIEF EXECUTIVE OFFICER AND MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | CHIEF EXECUTIVE OFFICER AND MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | CHIEF EXECUTIVE OFFICER AND MEMBER | E | Control |
| MANN, MICHAEL, BURROUGH | I | CHIEF EXECUTIVE OFFICER AND MEMBER | E | Control |
| MEHRA, AMRITA | I | MEMBER | E | Control |
| VEGA MANAGEMENT LP | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BERG, JONATHAN, MICHAEL | I | VEGA GP LLC | F | Control |
| BERG, JONATHAN, MICHAEL | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | PROXIMA ALFA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | PROXIMA ALFA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | VEGA GP LLC | F | Control |
| MANN, MICHAEL, BURROUGH | I | PROXIMA ALFA GP LLC | F | Control |
| PROXIMA ALFA GP LLC | DE | PROXIMA ALFA MANAGEMENT LP | F | Control |
| PROXIMA ALFA GP LLC | DE | PROXIMA ALFA MANAGEMENT LP | F | Control |
| PROXIMA ALFA GP LLC | DE | PROXIMA ALFA MANAGEMENT LP | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| SLUTZ, ROBERT, FLEMING | I | VEGA GP LLC | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| VEGA GP LLC | DE | VEGA MANAGEMENT LP | F | Control |
| BERG, JONATHAN, MICHAEL | I | CHOPPER HOLDINGS LLC | E | Control |
| BERG, JONATHAN, MICHAEL | I | CHOPPER HOLDINGS LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| MANN, MICHAEL, BURROUGH | I | SLACKWATER LLC | E | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA MANAGEMENT LP | D | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA GP LLC | D | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA MANAGEMENT LP | D | Control |
| CHOPPER HOLDINGS LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | VEGA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | VEGA GP LLC | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA GP LLC | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA GP LLC | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA MANAGEMENT LP | D | Control |
| SLACKWATER LLC | DE | PROXIMA ALFA GP LLC | D | Control |
Registrations
Federal
IA
Feb 14, 2007 REGISTERED
Notice Filings (1)
FL
Address
623 FIFTH AVENUE, 14TH FLOORNEW YORK, NY 10022
USA
Phone: 646-274-3955