HORIZONS FINANCIAL GROUP, INC.
CRD #135432 SEC #801-69134 BIRMINGHAM, AL 205-871-7743
SEC Registered
Total AUM
$10.5M
Discretionary
$0
Employees
1
Clients
0
Accounts
40
Firm Details
- Organization Type
- Corporation
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 12, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARTER, JAMES, SIDNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTER, JAMES, SIDNEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASHBURN, MICHAEL, CLAY | I | DIRECTOR, TREASURER | D | Control |
| MASHBURN, MICHAEL, CLAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MASHBURN, MICHAEL, CLAY | I | DIRECTOR, TREASURER | D | Control |
| MASHBURN, MICHAEL, CLAY | I | CHIEF COMPLIANCE OFFICER | D | Control |
| MASHBURN, MICHAEL, CLAY | I | DIRECTOR, TREASURER | D | Control |
| MASHBURN, MICHAEL, CLAY | I | DIRECTOR, TREASURER | D | Control |
| NIX, JAMES, CLINTON | I | DIRECTOR, SECRETARY | D | Control |
| NIX, JAMES, CLINTON | I | DIRECTOR, SECRETARY | D | Control |
| NIX, JAMES, CLINTON | I | DIRECTOR, SECRETARY | D | Control |
| NIX, JAMES, CLINTON | I | DIRECTOR, SECRETARY | D | Control |
Registrations
Federal
IA
Jun 12, 2012 REGISTERED
Notice Filings (2)
AL TX
Address
3500 BLUE LAKE DRIVESUITE 198
BIRMINGHAM, AL 35243-1971
United States
Phone: 205-871-7743