PRISM CAPITAL MANAGEMENT, LLC
Legal name: PRISM CAPITAL MANAGEMENT
CRD #135440 SEC #801-68451 SEATTLE, WA 206-443-4321
SEC Registered
Total AUM
$27.7M
Discretionary
$25.3M
Employees
5
Clients
0
Accounts
300
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 4, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DREWS, DIETER, UDO | I | MANAGING MEMBER/CCO | E | Control |
| DREWS, DIETER, UDO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DREWS, DIETER, UDO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DREWS, DIETER, UDO | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DREWS, DIETER, UDO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| DREWS, DIETER, UDO | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DREWS, DIETER, UDO | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| DREWS, DIETER, UDO | I | PRESIDENT/OWNER | E | Control |
Registrations
Federal
IA
Mar 4, 2011 REGISTERED
Notice Filings (2)
CA WA
Address
601 UNION STREET, STE 4200SEATTLE, WA 98101
United States
Phone: 206-443-4321