RIA Intelligence

STERLING FINANCIAL SERVICES, LLC

CRD #135505 SEC #801-71022 CONCORD, NH 603-224-1010
SEC Registered
Total AUM
$48M
Discretionary
$27.9M
Employees
1
Clients
51
Accounts
633

Firm Details

Organization Type
Limited Liability Company
State of Formation
New Hampshire
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 14, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control
KNEE, JAMES, EDWARDICHIEF COMPLIANCE OFFICER , MANAGING MEMBERE Control

Registrations

Federal

IA
May 14, 2012 REGISTERED

Notice Filings (1)

NH

Address

6 LOUDON ROAD, SUITE 505
CONCORD, NH 03301
United States
Phone: 603-224-1010