SPECTRUM WEALTH MANAGEMENT, LLC
CRD #135530 SEC #801-113730 IRVINE, CA 949-597-0101
SEC Registered
Total AUM
$269.5M
Discretionary
$208M
Employees
3
Clients
1
Accounts
505
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| PUTMAN FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| PUTMAN FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| PUTMAN FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| PUTMAN FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| PUTMAN FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| PUTMAN FINANCIAL SERVICES, INC. | DE | SHAREHOLDER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PUTMAN, BENJAMIN, ROSS | I | PUTMAN FINANCIAL SERVICES, INC. | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PUTMAN FINANCIAL SERVICES, INC. | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PUTMAN FINANCIAL SERVICES, INC. | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PUTMAN FINANCIAL SERVICES, INC. | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PUTMAN FINANCIAL SERVICES, INC. | E | Control |
| PUTMAN, BENJAMIN, ROSS | I | PUTMAN FINANCIAL SERVICES, INC. | E | Control |
Registrations
Federal
IA
Sep 15, 2025 REGISTERED
Notice Filings (3)
AZ CA TX
Address
9911 IRVINE CENTER DRIVESUITE 150
IRVINE, CA 92618
United States
Phone: 949-597-0101