COWEN ADVISORS LLC
CRD #135564 SEC #801-64302 NEW YORK, NY 212-845-7900
SEC Registered Private Funds
Total AUM
$102.1M
Discretionary
$102.1M
Employees
46
Clients
--
Accounts
69
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL | NA | Control |
| BENWITT, MICHAEL, G | I | GENERAL COUNSEL | NA | Control |
| CLOUGH, PATRICK, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| CLOUGH, PATRICK, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | |
| COHEN, PETER, ANTHONY | I | EXECUTIVE OFFICER | NA | Control |
| COHEN, PETER, ANTHONY | I | EXECUTIVE OFFICER | NA | Control |
| COHEN, PETER, ANTHONY | I | EXECUTIVE OFFICER | NA | Control |
| COHEN, PETER, ANTHONY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| FIORELLO, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| FIORELLO, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LASOTA, STEPHEN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| LITTMAN, OWEN | I | GENERAL COUNSEL | NA | |
| OGILVIE, MARRAN, HUMPHREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| OGILVIE, MARRAN, HUMPHREY | I | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | NA | |
| OGILVIE, MARRAN, HUMPHREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAYAGO, ANDREA, J.S. | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHREINER, UWE | I | DIRECTOR | NA | |
| SCHREINER, UWE | I | MANAGING DIRECTOR | NA | |
| SCHREINER, UWE | I | DIRECTOR | NA | |
| SINGER, MICHAEL, EVAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SINGER, MICHAEL, EVAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SOLOMON, JEFFREY, MARC | I | EXECUTIVE OFFICER | NA | Control |
| SOLOMON, JEFFREY, MARC | I | EXECUTIVE OFFICER | NA | Control |
| SOLOMON, JEFFREY, MARC | I | EXECUTIVE OFFICER | NA | Control |
| SOLOMON, JEFFREY, MARC | I | PRESIDENT | NA | Control |
| STARK, MORGAN, B | I | EXECUTIVE OFFICER | NA | Control |
| STARK, MORGAN, B | I | EXECUTIVE OFFICER | NA | Control |
| STARK, MORGAN, B | I | EXECUTIVE OFFICER | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHAIRMAN | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHAIRMAN | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| STRAUSS, THOMAS, WOLFF | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| VULLIEZ, JULIAN, RAYMOND | I | MANAGING DIRECTOR | NA | |
| VULLIEZ, JULIAN, RAYMOND | I | MANAGING DIRECTOR | NA | |
| WHITE, CHRISTOPHER, ANDREW | I | CHIEF OPERATIONS OFFICER | NA | |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| COWEN GROUP, INC. | DE | MANAGING MEMBER | E | Control |
| RAMIUS CAPITAL GROUP LLC | DE | MEMBER | E | Control |
| RAMIUS CAPITAL GROUP LLC | DE | MEMBER | E | Control |
| RAMIUS LLC | DE | MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| C4S & CO., L.L.C. | DE | RAMIUS CAPITAL GROUP | F | Control |
| C4S & CO., L.L.C. | DE | RAMIUS LLC | F | Control |
| C4S & CO., L.L.C. | DE | RAMIUS CAPITAL GROUP | F | Control |
| COHEN, PETER, ANTHONY | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| COHEN, PETER, ANTHONY | I | RAMIUS LLC | F | Control |
| COHEN, PETER, ANTHONY | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| SOLOMON, JEFFREY, MARC | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| SOLOMON, JEFFREY, MARC | I | RAMIUS LLC | F | Control |
| SOLOMON, JEFFREY, MARC | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| STARK, MORGAN, B | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| STARK, MORGAN, B | I | RAMIUS LLC | F | Control |
| STARK, MORGAN, B | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| STRAUSS, THOMAS, WOLFF | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| STRAUSS, THOMAS, WOLFF | I | RAMIUS LLC | F | Control |
| STRAUSS, THOMAS, WOLFF | I | RAMIUS CAPITAL GROUP, L.L.C. | F | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
| COWEN GROUP, INC. | DE | RAMIUS LLC | E | Control |
Registrations
Federal
IA
Mar 30, 2017 REGISTERED
Address
599 LEXINGTON AVENUENEW YORK, NY 10022
United States
Phone: 212-845-7900