SYMPHONIC FINANCIAL ADVISORS LLC
CRD #135603 SEC #801-64456 NEW YORK, NY 212-702-3500
SEC Registered Broker-Dealer
Total AUM
$125.2M
Discretionary
$125.2M
Employees
4
Clients
1
Accounts
1,234
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Feb 29, 2024
- Branch Offices
- 12
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MANAGING MEMBER | NA | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MANAGING MEMBER | NA | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MANAGING MEMBER | NA | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MANAGING MEMBER | NA | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MANAGING MEMBER | NA | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MANAGING MEMBER | NA | Control |
| ACEBES, CARL | I | CHAIRMAN | NA | Control |
| ACEBES, CARL | I | CHAIRMAN EMERITUS | NA | Control |
| ACEBES, CARL | I | CHAIRMAN EMERITUS | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ADLER, RICHARD, HOWARD | I | BOARD MEMBER | NA | Control |
| ANDREWS, DON, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARTON, RICHARD, JOSEPH | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD, JOSEPH | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD, JOSEPH | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BARTON, RICHARD, JOSEPH | I | VP, CHIEF COMPLIANCE OFFICER | NA | Control |
| BOTHWELL, TODD, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | PRESIDENT | NA | Control |
| BOTHWELL, TODD, D | I | PRESIDENT | NA | Control |
| BRODY, SCOTT, NATHAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| CITY NATIONAL ROCHDALE HOLDINGS, LLC | FE | MANAGING MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DALESSANDRO, GARRETT, RICHARD | I | PRESIDENT, CEO, CIO AND BOARD MEMBER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANO, DONALD, PETER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ENGLANDER, JOSEPH, SETH | I | SECRETARY | NA | Control |
| ENGLANDER, JOSEPH, SETH | I | SECRETARY | NA | Control |
| ENGLANDER, JOSEPH, SETH | I | SECRETARY | NA | Control |
| ENGLANDER, JOSEPH, SETH | I | SECRETARY | NA | Control |
| ENGLANDER, JOSEPH, SETH | I | SECRETARY | NA | Control |
| ENGLANDER, JOSEPH, SETH | I | SECRETARY | NA | Control |
| ENGLANDER, JOSEPH, SETH | I | SECRETARY | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| FREEMAN, WILLIAM, JAY | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GERSHEN, RICHARD, SCOTT | I | BOARD MEMBER | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GIAQUINTO, GREGG, ROBERT | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOZZILLO, FRANCESCO, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, ESMAT, BAHAR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | SENIOR EXECUTIVE VICE PRESIDENT - GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND GENERAL COUNSEL | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HAWKESWORTH, KURT, ALEXANDER | I | CHIEF OPERATING OFFICER AND BOARD MEMBER | NA | Control |
| HEARN, BETH, ANN | I | VICE PRESIDENT | NA | |
| HEARN, BETH, ANN | I | VICE PRESIDENT | NA | |
| HEARN, BETH, ANN | I | VICE PRESIDENT | NA | |
| HEARN, BETH, ANN | I | VICE PRESIDENT | NA | |
| HEARN, BETH, ANN | I | VICE PRESIDENT | NA | |
| HEARN, BETH, ANN | I | VICE PRESIDENT | NA | |
| LUKAJ, MICHAEL, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUKAJ, MICHAEL, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUKAJ, MICHAEL, STEELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Levy, Rochelle, Beth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCAULEY, MARK, ROY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCAULEY, MARK, ROY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCAULEY, MARK, ROY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCAULEY, MARK, ROY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCAULEY, MARK, ROY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MCAULEY, MARK, ROY | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MOLBERT, JANE, FREEMAN | I | TREASURER | NA | Control |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| NUNNELEE, MICHAEL, JOSEPH | I | BOARD MEMBER | NA | |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| O'DONNELL, WILLIAM, CHRISTOPHER | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| RUSSELL, DEAN, THOMAS | I | VICE PRESIDENT | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| TOWERS, EDMUND, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
| ACEBES D'ALLESSANDRO & ASSOCIATES LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | ACEBES D'ALLESSANDRO & ASSOCIATES, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL BANK | DE | CNR HOLDINGS, LLC | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| CITY NATIONAL CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CITY NATIONAL BANK | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROYAL BANK OF CANADA | FE | RBC USA HOLDCO CORPORATION | E | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | D | Control |
| ACEBES, CARL | I | ROCHDALE CORPORATION | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| DALESSANDRO, GARRETT, RICHARD | I | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
| ROCHDALE CORPORATION | DE | ACEBES, D'ALESSANDRO & ASSOCIATES LLC | C | Control |
Registrations
Federal
IA
Feb 29, 2024 REGISTERED
Notice Filings (50)
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