RIA Intelligence

ANCHOR WEALTH MANAGEMENT, LLC

CRD #135666 SEC #801-64669 CITY OF INDUSTRY, CA 626-810-2885
SEC Registered
Total AUM
$30M
Discretionary
$10M
Employees
5
Clients
--
Accounts
70

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 28, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LEE, JACK, CIPRESIDENT/CHIEF PORTFOLIO MANAGERNA Control
LEE, JACK, CIPRESIDENT/CHIEF PORTFOLIO MANAGERNA Control
LI, ALAN, OZZYIRESEARCH ANALYST/CCONA Control
LI, ALAN, OZZYIRESEARCH ANALYST/CHIEF COMPLIANCE OFFICERNA Control
LI, ALAN, OZZYIRESEARCH ANALYST/CHIEF COMPLIANCE OFFICERNA Control
LI, ALAN, OZZYIRESEARCH ANALYST/CCONA Control
LIN, CHIHUA, WUICHIEF COMPLIANCE OFFICERNA Control
ANCHOR HOLDINGSDESHAREHOLDERE Control
ANCHOR HOLDINGSDESHAREHOLDERE Control
LEE, JACK, CIPRESIDENT/CHIEF PORTFOLIO MANAGERD Control
LEE, JACK, CIPRESIDENT/CHIEF PORTFOLIO MANAGERD Control
LEE, JACK, CIPRESIDENT/CHIEF PORTFOLIO MANAGERD Control
LI, SU LINGIMEMBERB
LI, SU LINGIMEMBERB
LI, SU LINGIMEMBERB
LEE, LI-YINGIMEMBERA
LEE, LI-YINGIMEMBERA
LEE, LI-YINGIMEMBERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
LEE, JACK, CIANCHOR HOLDINGSC Control
LEE, JACK, CIANCHOR HOLDINGSC Control
ZHAO, QUANFUIANCHOR HOLDINGSC Control
ZHAO, QUANFUIANCHOR HOLDINGSC Control

Registrations

Federal

IA
Feb 28, 2007 REGISTERED

Notice Filings (2)

CA NV

Address

17870 CASTLETON ST.
SUITE 250
CITY OF INDUSTRY, CA 91748
USA
Phone: 626-810-2885