RG CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD #135696 SEC #801-69543 SCOTTSDALE, AZ 480-612-6400
SEC Registered
Total AUM
$96M
Discretionary
$96M
Employees
6
Clients
51
Accounts
634
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GRAHAM, ROBERT, SHAW | I | CEO/PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
| RG CAPITAL, LLC | DE | HOLDING COMPANY/MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
| GRAHAM, ROBERT, SHAW | I | RG CAPITAL, LLC | E | Control |
Registrations
Federal
IA
Oct 9, 2012 REGISTERED
Notice Filings (21)
AZ CA CO FL GA HI IL LA MD ME MI MN MO ND NV OH PA TX VA WA WI
Address
4800 NORTH SCOTTSDALE ROADSUITE 2400
SCOTTSDALE, AZ 85251
United States
Phone: 480-612-6400