RIA Intelligence

BERENS CAPITAL, LLC

CRD #135741 SEC #801-65364 NEW YORK, NY 212-698-2030
SEC Registered
Total AUM
$542.7M
Discretionary
$542.7M
Employees
--
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 17, 2010
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERNAL, BLISS, MARGARETICHIEF COMPLIANCE OFFICERNA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
FINKLER, LAURA, MCGOEYICFONA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
FINKLER, LAURA, MCGOEYIPARTNER/CFONA Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERNA Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERNA Control
TJANDRA, NANCYICHIEF COMPLIANCE OFFICERNA Control
TJANDRA, NANCYICHIEF COMPLIANCE OFFICERNA Control
TJANDRA, NANCYICHIEF COMPLIANCE OFFICERNA Control
TJANDRA, NANCYICHIEF COMPLIANCE OFFICERNA Control
TJANDRA, NANCYICHIEF COMPLIANCE OFFICERNA Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CO-CHIEF INVESTMENT OFFICERC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
BERENS, RODNEY, BRISTOLIPARTNER/CEOC Control
SCHILT, RAYMOND, TIMOTHYIPARTNERC Control
SCHILT, RAYMOND, TIMOTHYIPARTNERC Control
SCHILT, RAYMOND, TIMOTHYIPARTNERC Control
SCHILT, RAYMOND, TIMOTHYIPARTNER/CO-CHIEF INVESTMENT OFFICERC Control
CLIFFORD, BRIAN, RICHARDIPARTNERB Control
CLIFFORD, BRIAN, RICHARDIPARTNERB Control
CLIFFORD, BRIAN, RICHARDIPARTNERB Control
CLIFFORD, BRIAN, RICHARDIPARTNERB Control
CLIFFORD, BRIAN, RICHARDIPARTNERB Control
CLIFFORD, BRIAN, RICHARDIPARTNERB Control
CLIFFORD, BRIAN, RICHARDIPARTNERB Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERB Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERB Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNER/PRESIDENT/CHIEF OPERATING OFFICERB Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERB Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERB Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERB Control
PHILLIPS, KATHLEEN, KIMIKOIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
RYAN, MICHAEL, CARLIPARTNERB Control
SCHILT, RAYMOND, TIMOTHYIPARTNERB Control
SCHILT, RAYMOND, TIMOTHYIPARTNERB Control
SCHILT, RAYMOND, TIMOTHYIPARTNERB Control
SCHILT, RAYMOND, TIMOTHYIPARTNERB Control
SCHILT, RAYMOND, TIMOTHYIPARTNERB Control
SCHILT, RAYMOND, TIMOTHYIPARTNERB Control
ANDRYC, PHILIP, JOSEPHICHIEF COMPLIANCE OFFICERA Control
ANDRYC, PHILIP, JOSEPHICHIEF COMPLIANCE OFFICERA Control
ANDRYC, PHILIP, JOSEPHIPARTNER/DIRECTOR OF RESEARCHA Control
ANDRYC, PHILIP, JOSEPHIPARTNER/COOA Control
ANDRYC, PHILIP, JOSEPHIPARTNER/COOA Control
ANDRYC, PHILIP, JOSEPHICHIEF COMPLIANCE OFFICER/COOA Control
ANDRYC, PHILIP, JOSEPHICHIEF COMPLIANCE OFFICER/COOA Control
FINKLER, LAURA, MCGOEYIPARTNER/CHIEF FINANCIAL OFFICERA Control

Registrations

Federal

IA
May 17, 2010 REGISTERED

Address

717 FIFTH AVENUE
FLOOR 12A
NEW YORK, NY 10022
United States
Phone: 212-698-2030