ING PRIVATE WEALTH MANAGEMENT LLC
CRD #135742 SEC #801- NEW YORK, NY 212-309-8609
SEC Registered Broker-Dealer
Total AUM
$1.2B
Discretionary
$500M
Employees
10
Clients
0
Accounts
300
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 31, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EGAN, JOHN, KELLY | I | CHIEF FINANCIAL OFFICER | NA | |
| KOSKE, GERARD, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| PERAZA, CARLOS, J. | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SUAREZ-VELEZ, JORGE | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| ING FIANCIAL HOLDINGS CORP. | DE | SOLE SHAREHOLDER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ING BANK NV | FE | ING FINANCIAL HOLDINGS CORP. | E |
Registrations
Federal
IA
May 31, 2005 REGISTERED
Notice Filings (4)
CA FL NY TX
Address
230 PARK AVENUE, 14TH FLOORNEW YORK, NY 10169
USA
Phone: 212-309-8609