BERENS CAPITAL MANAGEMENT, LLC
CRD #135746 SEC #801-65362 NEW YORK, NY 212-698-2030
SEC Registered Private Funds
Total AUM
$485.1M
Discretionary
$485.1M
Employees
8
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERNAL, BLISS, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERNAL, BLISS, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINKLER, LAURA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINKLER, LAURA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINKLER, LAURA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CFO | NA | Control |
| Ferreira, Isabelle, Alexandra | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ferreira, Isabelle, Alexandra | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ferreira, Isabelle, Alexandra | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ferreira, Isabelle, Alexandra | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | NA | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | NA | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | NA | Control |
| TJANDRA, NANCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TJANDRA, NANCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TJANDRA, NANCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TJANDRA, NANCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TJANDRA, NANCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TJANDRA, NANCY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CEO | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER | C | Control |
| BERENS, RODNEY, BRISTOL | I | MANAGING MEMBER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | C | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | C | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | B | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | B | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | B | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | B | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | B | Control |
| BROCHIN, FRANK | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| BROCHIN, FRANK | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| BROCHIN, FRANK | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| BROCHIN, FRANK | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| BROCHIN, FRANK | I | MANAGING MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| CLIFFORD, BRIAN, RICHARD | I | MANAGING MEMBER | B | Control |
| CLIFFORD, BRIAN, RICHARD | I | MANAGING MEMBER | B | Control |
| CLIFFORD, BRIAN, RICHARD | I | MANAGING MEMBER | B | Control |
| CLIFFORD, BRIAN, RICHARD | I | MANAGING MEMBER | B | Control |
| CLIFFORD, BRIAN, RICHARD | I | MANAGING MEMBER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| PHILLIPS, KATHLEEN, KIMIKO | I | MANAGING MEMBER/PRESIDENT/CHIEF OPERATING OFFICER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| RYAN, MICHAEL, CARL | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER/CO-CHIEF INVESTMENT OFFICER | B | Control |
| SCHILT, RAYMOND, TIMOTHY | I | MANAGING MEMBER | B | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | CHIEF COMPLIANCE OFFICER/COO | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | CHIEF COMPLIANCE OFFICER/COO | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | CHIEF COMPLIANCE OFFICER/COO | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | CHIEF COMPLIANCE OFFICER/COO | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | A | Control |
| ANDRYC, PHILIP, JOSEPH | I | MANAGING MEMBER/DIRECTOR OF RESEARCH | A | Control |
| FINKLER, LAURA, MARIE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINKLER, LAURA, MARIE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINKLER, LAURA, MARIE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINKLER, LAURA, MARIE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
| FINKLER, LAURA, MCGOEY | I | MANAGING MEMBER/CHIEF FINANCIAL OFFICER | A | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (1)
NY
Address
745 FIFTH AVENUE6TH FLOOR
NEW YORK, NY 10151
United States
Phone: 212-698-2030