VFINANCE ADVISORS, INC.
CRD #135815 SEC #801-68699 BOCA RATON, FL 561-981-1000
SEC Registered Broker-Dealer
Total AUM
$28M
Discretionary
$23M
Employees
10
Clients
101
Accounts
196
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMPANELLA, RICHARD, ANTHONY | I | DIRECTOR | NA | Control |
| RICH, DAVID, SEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOKOLOW, LEONARD, JAY | I | DIRECTOR | NA | Control |
| VFINANCE INVESTMENT HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VFINANCE, INC. | DE | VFINANCE HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Dec 17, 2007 REGISTERED
Notice Filings (3)
FL NJ NY
Address
3010 NORTH MILITARY TRAILSUITE 300
BOCA RATON, FL 33431
USA
Phone: 561-981-1000