WALPOLE FINANCIAL ADVISORS, LLC
CRD #135834 SEC #801-79284 GOLETA, CA 805-845-6587
SEC Registered
Total AUM
$280.5M
Discretionary
$280.5M
Employees
7
Clients
0
Accounts
457
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| BALOGUN, YUSUF, ABIOLA | I | MEMBER | D | Control |
| SMITH FAMILY TRUST | DE | MEMBER | D | Control |
| SMITH FAMILY TRUST | DE | MEMBER | D | Control |
| SMITH FAMILY TRUST | DE | MEMBER | D | Control |
| SMITH FAMILY TRUST | DE | MEMBER | D | Control |
| SMITH FAMILY TRUST | DE | MEMBER | D | Control |
| SMITH FAMILY TRUST | DE | MEMBER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| SMITH, JEAN, ALBERTHA | I | MEMBER / PARTNER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
| STOVESAND, KIRK, BRIAN | I | MEMBER/PARTNER & CHIEF COMPLIANCE OFFICER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JAMES, BOWEN | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
| SMITH, JEAN, ALBERTHA | I | SMITH FAMILY TRUST | D | Control |
Registrations
Federal
IA
Feb 28, 2024 REGISTERED
Notice Filings (8)
AZ CA CO LA NE NH TX WA
Address
70 SANTA FELICIA DRIVEGOLETA, CA 93117
United States
Phone: 805-845-6587