GLOBAL ARENA INVESTMENT MANAGEMENT, LLC
CRD #135835 SEC #801-70728 NEW YORK, NY 212-508-4700
SEC Registered
Total AUM
$59.8M
Discretionary
$59.8M
Employees
6
Clients
--
Accounts
225
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 5, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FELDMAN, RICHARD, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FELDMAN, RICHARD, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HAGERMAN, BRIAN, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWARD, HENRY | I | MANAGING MEMEBER | NA | Control |
| HOWARD, HENRY | I | MANAGING MEMEBER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| RICHER, RONALD, G | I | MANAGING PARTNER | NA | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING INC | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| GLOBAL ARENA HOLDING SUBSIDIARY CORP. | DE | OWNER | E | Control |
| FIREROCK CAPITAL INC. | DE | OWNER | C | |
| FIREROCK CAPITAL INC. | DE | OWNER | C | |
| FIREROCK CAPITAL INC. | DE | OWNER | C | |
| FIREROCK CAPITAL INC. | DE | OWNER | C | |
| FIREROCK CAPITAL INC. | DE | OWNER | C | |
| FIREROCK CAPITAL INC. | DE | OWNER | C | |
| COHN, MICHAEL, DAVIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| COHN, MICHAEL, DAVIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| COHN, MICHAEL, DAVIS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
| COHN, MICHAEL, DAVIS | I | MANAGING MEMBER | A | Control |
Registrations
Federal
IA
Oct 5, 2012 REGISTERED
Notice Filings (5)
CT MA MD NJ NY
Address
708 THIRD AVE11TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-508-4700