ARQUE & CO INCORORATED
CRD #135916 SEC #801-64575 ROLLING HILL ESTATES, CA 310-544-7870
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 8, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BULLOCK, DAVID, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| BULLOCK, DAVID, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| BULLOCK, DAVID, GEORGE | I | CHIEF INVESTMENT OFFICER | NA | |
| KUWABARA, AUDREY, MARI | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUWABARA, AUDREY, MARI | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUWABARA, AUDREY, MARI | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUWABARA, AUDREY, MARI | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUWABARA, AUDREY, MARI | I | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| NING, MICHAEL, CHENG | I | PRESIDENT & CEO & CIO | NA | Control |
| NING, MICHAEL, CHENG | I | PRESIDENT & CEO & CIO | NA | Control |
| STAVES, RICHARD, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| STAVES, RICHARD, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| ARQUE ORION WINTER SKIES, LTD. | DE | HOLDING COMPANY | E | Control |
| ARQUE ORION WINTER SKIES, LTD. | DE | HOLDING COMPANY | E | Control |
| ARQUE ORION WINTER SKIES, LTD. | DE | HOLDING COMPANY | E | Control |
| NING, MICHAEL, CHENG | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| NING, MICHAEL, CHENG | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| NING, MICHAEL, CHENG | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | E | Control |
| ARQUE ORION JAPAN PARTNERS, LLC | DE | PRIVATE EQUITY FUND | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NING, MICHAEL, CHENG | I | ARQUE ORION WINTER SKIES, LTD. | E | Control |
| NING, MICHAEL, CHENG | I | ARQUE ORION WINTER SKIES, LTD. | E | Control |
| NING, MICHAEL, CHENG | I | ARQUE ORION JAPAN PARTNERS, LLC | D | Control |
Registrations
Federal
IA
Sep 8, 2005 REGISTERED
Notice Filings (2)
CA NY
Address
27520 HAWTHORNE BOULEVARDSUITE 288
ROLLING HILL ESTATES, CA 90274
USA
Phone: 310-544-7870