RIA Intelligence

ALPHA BETA CAPITAL MANAGEMENT, LLC

CRD #135926 SEC #801-64496 NEW YORK, NY 212-935-1970
SEC Registered
Total AUM
$50M
Discretionary
$50M
Employees
5
Clients
--
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 30, 2006
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CHAPMAN, PHILIP, RICHARDIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERC Control
LAKS, BARAK, LEVIIMANAGING MEMBERC Control
ADLER, FREDERICK, RICHARDIMEMBERB
NICKSE, JAY, SCOTTIMEMBERA Control

Registrations

Federal

IA
Jan 30, 2006 REGISTERED

Address

750 LEXINGTON AVENUE
18TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-935-1970