GRAYPOINT LLC
CRD #135950 SEC #801-64417 ALBANY, NY (518) 641-6860
SEC Registered
Total AUM
$4.6B
Discretionary
$4.6B
Employees
69
Clients
--
Accounts
818
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 20, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CURRAN, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | |
| CURRAN, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | |
| CURRAN, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | |
| CURRAN, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | |
| CURRAN, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | |
| CURRAN, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | |
| CURRAN, DANIEL, JOSEPH | I | VICE PRESIDENT | NA | |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GALLOWAY, RENEE, WHITTET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HALLIDAY, ANDREW, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| HARRIS, JEFFREY, GEORGE | I | SENIOR VICE PRESIDENT | NA | |
| HARRIS, JEFFREY, GEORGE | I | SENIOR VICE PRESIDENT | NA | |
| HARRIS, JEFFREY, GEORGE | I | SENIOR VICE PRESIDENT | NA | |
| HENNES, ROBERT, TAFT | I | DIRECTOR | NA | |
| HENNES, ROBERT, TAFT | I | SENIOR VICE PRESIDENT | NA | |
| HENNES, ROBERT, TAFT | I | SENIOR VICE PRESIDENT | NA | |
| LAMOUTTE, KEITH, MARTIN | I | SENIOR VICE PRESIDENT | NA | |
| LAMOUTTE, KEITH, MARTIN | I | SENIOR VICE PRESIDENT | NA | |
| LASCH, ALICIA, DUGAN | I | VICE PRESIDENT | NA | |
| LASCH, ALICIA, DUGAN | I | VICE PRESIDENT | NA | |
| LOPEZ, KARIN, JEANNE | I | SENIOR VICE PRESIDENT | NA | |
| LOPEZ, KARIN, JEANNE | I | SENIOR VICE PRESIDENT | NA | |
| LOPEZ, KARIN, JEANNE | I | SENIOR VICE PRESIDENT | NA | |
| MALLON, LAUREN, SMITH | I | VICE PRESIDENT | NA | |
| MALLON, LAUREN, SMITH | I | VICE PRESIDENT | NA | |
| MCKNIGHT, C, DIANNE | I | VICE PRESIDENT | NA | |
| MCKNIGHT, C, DIANNE | I | VICE PRESIDENT | NA | |
| MCKNIGHT, C, DIANNE | I | VICE PRESIDENT | NA | |
| MCKNIGHT, C. DIANNE | I | DIRECTOR | NA | |
| MCKNIGHT, C. DIANNE | I | DIRECTOR | NA | |
| MCKNIGHT, C. DIANNE | I | DIRECTOR | NA | |
| MCKNIGHT, C. DIANNE | I | DIRECTOR | NA | |
| MCMAHON, LYSA, KRAMER | I | VICE PRESIDENT | NA | |
| MCMAHON, LYSA, KRAMER | I | VICE PRESIDENT | NA | |
| MCMAHON, LYSA, KRAMER | I | VICE PRESIDENT | NA | |
| MCMAHON, LYSA, KRAMER | I | VICE PRESIDENT | NA | |
| MCMAHON, LYSA, KRAMER | I | VICE PRESIDENT | NA | |
| MCMAHON, LYSA, KRAMER | I | SENIOR VICE PRESIDENT | NA | |
| MCMAHON, LYSA, KRAMER | I | SENIOR VICE PRESIDENT | NA | |
| MITCHELL, JOSEPH, DONALD | I | ACCOUNT MANAGER | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | ACCOUNT MANAGER | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | ACCOUNT MANAGER | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | ACCOUNT MANAGER | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | ACCOUNT MANAGER | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | ACCOUNT MANAGER | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | SENIOR VICE PRESIDENT | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | SENIOR VICE PRESIDENT | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | SENIOR VICE PRESIDENT | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | SENIOR VICE PRESIDENT | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | SENIOR VICE PRESIDENT | NA | Control |
| MITCHELL, JOSEPH, DONALD | I | SENIOR VICE PRESIDENT | NA | |
| MITCHELL, JOSEPH, DONALD | I | SENIOR VICE PRESIDENT | NA | |
| MITCHELL, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | |
| MITCHELL, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | |
| MITCHELL, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | |
| MITCHELL, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | |
| MITCHELL, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | |
| MITCHELL, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | |
| MITCHELL, MICHAEL, JOSEPH | I | VICE PRESIDENT | NA | |
| OLSEN, DEREK, G. | I | DIRECTOR | NA | |
| OLSEN, DEREK, G. | I | DIRECTOR | NA | |
| OLSEN, DEREK, G. | I | SENIOR VICE PRESIDENT | NA | |
| OLSEN, DEREK, G. | I | DIRECTOR | NA | |
| OLSEN, DEREK, G. | I | DIRECTOR | NA | |
| OLSEN, DEREK, G. | I | SENIOR VICE PRESIDENT | NA | |
| OLSEN, DEREK, G. | I | SENIOR VICE PRESIDENT | NA | |
| ROCAS, ROBERTA, JEAN | I | VICE PRESIDENT | NA | |
| ROCAS, ROBERTA, JEAN | I | VICE PRESIDENT | NA | |
| ROCAS, ROBERTA, JEAN | I | VICE PRESIDENT | NA | |
| SABA, KIM, CARLA | I | DIRECTOR | NA | |
| SABA, KIM, CARLA | I | DIRECTOR | NA | |
| SABA, KIM, CARLA | I | DIRECTOR | NA | |
| SABA, KIM, CARLA | I | DIRECTOR | NA | |
| SABA, KIM, CARLA | I | DIRECTOR | NA | |
| SABA, KIM, CARLA | I | VICE PRESIDENT | NA | |
| SABA, KIM, CARLA | I | VICE PRESIDENT | NA | |
| STONE, SHELLY, LYNNE | I | SENIOR VICE PRESIDENT | NA | |
| STONE, SHELLY, LYNNE | I | SENIOR VICE PRESIDENT | NA | Control |
| STONE, SHELLY, LYNNE | I | SENIOR VICE PRESIDENT | NA | Control |
| STONE, SHELLY, LYNNE | I | SENIOR VICE PRESIDENT | NA | Control |
| STONE, SHELLY, LYNNE | I | SENIOR VICE PRESIDENT | NA | Control |
| STONE, SHELLY, LYNNE | I | SENIOR VICE PRESIDENT | NA | Control |
| STONE, SHELLY, LYNNE | I | SENIOR VICE PRESIDENT | NA | Control |
| SUMMERSON, ROZANNE, MARY | I | DIRECTOR | NA | |
| SUMMERSON, ROZANNE, MARY | I | DIRECTOR | NA | |
| SUMMERSON, ROZANNE, MARY | I | DIRECTOR | NA | |
| SUMMERSON, ROZANNE, MARY | I | DIRECTOR | NA | |
| SUMMERSON, ROZANNE, MARY | I | DIRECTOR | NA | |
| SUMMERSON, ROZANNE, MARY | I | VICE PRESIDENT | NA | |
| SUMMERSON, ROZANNE, MARY | I | VICE PRESIDENT | NA | |
| VOLLMER, MARISSA, ELAINE | I | VICE PRESIDENT | NA | |
| VOLLMER, MARISSA, ELAINE | I | VICE PRESIDENT | NA | |
| VOLLMER, MARISSA, ELAINE | I | VICE PRESIDENT | NA | |
| WHITTET, RENEE, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WHITTET, RENEE, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WHITTET, RENEE, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WHITTET, RENEE, M. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTNIK, DANIEL, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BROWN, CHARLES, ALAN | I | DIRECTOR | B | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR VICE PRESIDENT | B | Control |
| HENNES, ROBERT, TAFT | I | DIRECTOR | B | |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF INVESTMENT OFFICER | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF ECONOMIST | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF ECONOMIST | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF ECONOMIST | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF ECONOMIST | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF ECONOMIST | B | Control |
| JOHNSON, HUGH, ALBERT | I | CHIEF ECONOMIST | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CO-PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| NOLAN, DANIEL, PAUL | I | CEO AND PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CO-PRESIDENT | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | B | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | B | Control |
| VET, JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| VET, JR., JOSEPH, NEWTON | I | SENIOR VICE PRESIDENT, COO AND CCO | B | Control |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | VICE PRESIDENT | A | |
| BROWN, CHARLES, ALAN | I | DIRECTOR | A | |
| BROWN, CHARLES, ALAN | I | DIRECTOR | A | |
| BROWN, CHARLES, ALAN | I | DIRECTOR | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| DENISULK, CHRISTOPHER, MICHAEL | I | SENIOR ACCOUNT MANAGER | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | MANAGING DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | DIRECTOR | A | |
| HENNES, ROBERT, TAFT | I | DIRECTOR | A | |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| LEONARD, SEAN, MICHAEL | I | CHIEF INVESTMENT OFFICER | A | Control |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | Control |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | Control |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | Control |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | Control |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | Control |
| REESE, SUSAN, M | I | SENIOR VICE PRESIDENT | A | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | A | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | A | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | A | Control |
| RUTNIK, DANIEL, JOSEPH | I | CHAIRMAN | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | SENIOR ACCOUNT MANAGER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | SENIOR ACCOUNT MANAGER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VET, JOSEPH, NEWTON | I | CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Oct 20, 2025 REGISTERED
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